248
5. HOW IS A THEORY OF COGNITION
POSSIBLE?
 

p In the light of what has been said here let us attempt to answer the following question: what are the properties of epistemological reflexion? In other words, what is the nature and character of research which has cognition itself for its object?

p We have already analysed some conceptions, widely spread in bourgeois philosophy, according to which epistemology does not assume any premises, as the very possibility of any knowledge, including scientific knowledge, must be substantiated in its framework. Substantiation is in this case understood as finding types of knowledge that would be absolutely reliable and directly given in their content. The adherents of these conceptions searched for this knowledge in individual consciousness. We may recall that it was this course of reasoning that was characteristic of epistemological transcendentalism, in particular of Descartes, Fichte, and Husserl. In this conception, " absolute", transcendental reflexion about the content of the subject’s consciousness becomes a method of epistemological research, and "absolute knowledge", its result. Absolute knowledge can only be obtained within the framework of epistemplogy. All other kinds of knowledge, both everyday and scientific, are relative and conditional from the standpoint of transcendentalism.

p But that means that epistemology becomes a rather 249 specific discipline basically different from the particular scientific theories. (Some transcendentalists, such as Husserl, believe that epistemology, being the foundation of scientific knowledge, is not itself a theory in the precise meaning of the term, but a kind of pre-thepretical description of the immediately given obvious entities.)

p The supporters of this approach to epistemological problems differ in their understanding of the very nature and content of the obvious entities which are, in their view, directly given to the subject’s consciousness. This general type of understanding of epistemological problems also includes some trends of subjectivist empiricism, in particular, such schools of bourgeois philosophy as neorealism and critical realism.

p The situation is somewhat more complicated in the case of the epistemological conceptions of such philosophers as Kant and particularly Hegel, who go beyond the limits of this approach in some essential aspects.

p However, in the view of Kant and Hegel, too, philosophical epistemological reflexion is concerned with obtaining "absolute" knowledge, unlike studies in the special scientific disciplines and reflexion in these areas.

p As a reaction to the breakdown of the attempts to solve the problem of substantiating knowledge in its metaphysical (and as a rule, subjectivist) interpretation, the view now gains currency in bourgeois philosophy that this problem has no meaning at all, and that epistemology therefore loses its right to exist as a special philosophical discipline. All real problems pertaining to understanding the mechanisms and character of the cognitive processes are studied, from this point of view, by the special scientific disciplines. Thus, according to Quine, cognition is the subjectmatter of scientific inquiry in the framework of the physiology of higher nervous activity, psychology, which uses the apparatus of information theory, and a number of other special scientific disciplines. A scientific epistemology (which in Quine’s view has not yet been created) is only conceivable as a generalisation of the results of these special disciplines. This future science must take a naturalistic and biological approach to man and his cognitive process (the so-called naturalised epistemology).^^120^^ Jean Piaget believes that the genetic epistemology he has constructed is a generalisation, on the one hand, of the empirical and theoretical data of psychology (mostly of Piaget’s own psychological theory) and, on the other hand, of the data of the history of science.^^1^^21 In this conception, epistemology actually appears as a special scientific discipline of a certain kind: first, a rather general 250 discipline, and second, one dependent on other, more special sciences of cognition. (We ignore here the fact that psychology itself may be treated in quite different ways: both as an empirical science of the facts of consciousness and as a science of behaviour—in the spirit of behaviourism.)

p From the standpoint of early Wittgenstein, the traditional theory of knowledge was merely an inadequate interpretation of psychological data in terms of philosophy. As distinct from psychology, Wittgenstein believed, genuine philosophy must be concerned with the study of language and not cognition: "4.1121 Psychology is no nearer related to philosophy, than is any other natural science. The theory of knowledge is the philosophy of psychology."^^122^^

p The school of linguistic analysis, which is dominant in the modern bourgeois philosophy of England, the formation of which was strongly affected by the later works of Wittgenstein, adheres to a special position in the interpretation of the nature of epistemological research, one that is intermediate between the reduction of this research to empirical generalisation of certain objectified data and the position, analysed above, which posits the task of epistemology to be the analysis of the premises of any knowledge, including scientific knowledge. The philosophy of linguistic analysis insists, on the one hand, on the possibility and necessity of solving the philosophical problems of cognition through studying the entirely objective and generally accepted facts of the usage of words of the ordinary language. This study is only made possible by painstaking collective effort of many specialists, each of whom specifies and particularises the empirical results already obtained by applying special technical procedures. The work of an analytical philosopher reminds one, in many respects, of the work of a researcher engaged in some special science. This philosophy declares most problems of traditional epistemology, the problem of substantiating knowledge among them, to be pseudoproblems. On the other hand, the philosophy of linguistic analysis emphasises that it is the usage of everyday language that determines the semantic, or content, aspects of all the special scientific theories, in particular the theories of those sciences which study the processes of cognition. These sciences, psychology included, cannot in principle solve a single philosophical question pertaining to the understanding of knowledge and cognition, analytical philosophers believe. Epistemological problems are solved in analytical activity which in itself is not scientific, for it encompasses issues that are involved in all the sciences, and 251 is basically a-theoretical. The results of analysis, these philosophers insist, cannot be juxtaposed with experience in the same way as special scientific theories, for analysis deals with the structure of experience itself. Everyday language, which is the object of activity of an analytical philosopher, appears as a kind of primary givenness determining the content of all the types and modes of cognition. It is therefore not surprising that the activity of analytical philosophers manifests a certain affinity with philosophical transcendentalism, in particular phenomenology and Kantian philosophy, an affinity that is often realised by the analytical philosophers themselves.^^123^^ Several Soviet philosophers have criticised the epistemological conception of the philosophy of linguistic analysis.^^12^^*

p However, is it possible to reveal the true nature of knowledge and cognition through simple inductive generalisation and systematisation of the conceptions of cognition formed in everyday life and in the separate sciences? The notions of the character of cognition, of the standards, criteria, and norms of knowledge, considerably vary not only in the transition from pre-scientific knowledge to scientific and from science to science: they also vary within the framework of a single scientific discipline in its historical development. Indeed, one of the essential tasks of epistemology is separating knowledge from absence of knowledge and establishing the standards of knowledge and cognition. It proves to be impossible to solve this task through elementary accumulation and systematisation of the varied facts of cognition, including those studied by psychology. Epistemology does not simply study the cognitive process in its actual implementation but sets down the general norms of cognitive activity.

p Pointing out this fundamental fact, Popper rejects in his book The Logic of Scientific Discovery the naive naturalistic epistemology (which he also calls an "inductive theory of science") trying to describe the empirical behaviour of scientists. In actual fact, Popper says, epistemology is a general methodology of cognition. It does not describe what actually takes place in cognition but rather stipulates what requirements cognition must satisfy to agree with certain norms and ideals. According to Popper, a specialist in epistemology formulates the general norms of cognitive, and in the first place scientific, activity, and formulates certain proposals which are accepted purely conventionally. What cognition is, and what science is, is settled by agreement and not by empirical study. The character of the agreement determines the boundary between statements which express knowledge and those that do not. In 252 Popper’s view, the specialist in epistemology (or methodology) formulates certain "absolute" prescriptions in the sense that their content is not prompted by empirical experience. These prescriptions, however, do not describe any specific supra-empirical reality, as transcendentalist philosophers believed, and neither do they express any absolute truths. They are not assertions in the strict sense, and therefore they cannot be either true or false. Some epistemological conventions can be replaced by others. Epistemology reveals connections between different epistemological (methodological) norms, resembling in this respect a scientific theory. Strictly speaking, however, epistemology (methodology) is not a theory, according to Popper, for it does not reflect any object.125

p What is one to be guided by, then, in accepting some epistemological (methodological) system or other? If the choice is not determined either by empirical experience or the structure of transcendental consciousness, epistemological conventions can be absolutely arbitrary. In what way is then one epistemological system better than another? Or must they all be recognised as acceptable? In this case, all argument in epistemology is meaningless, all epistemological problems cease to be real problems, while their different solutions prove to be simply camouflaged proposals for rules of some sort of a game which we call cognition. Popper rejects these subjectivist and relativistic conclusions which follow from his epistemological conceptions.^^126^^ He believes that there are certain criteria which compel the choice of one epistemological system over another. Among these criteria Popper includes the absence of contradictions in the system of epistemology and the extent to which the given system proves to be fruitful, facilitating the understanding of cognition as it actually occurs.127 It is easy to see, however, that these criteria are, on the one hand, quite inadequate (even a most arbitrary and fantastic construction may be internally noncontradictory) and indefinite, and, on the other, they may contradict the basic principles of Popper’s conception (an epistemological system has to be correlated, in one way or another, with actually existing cognition).

p Still, how is the question of the nature and character of epistemological research solved? In searching for an answer to this question that would conform to the principles of dialectical materalist philosophy, let us note, first of all, that scientific epistemology is a theory which deals with actual empirical facts of cognition and attempts to study the varied forms, kinds, and types of cognition and knowledge (both scientific and pre-scientific) in terms of 253 their inherent standards and norms. In the first place, epistemology is oriented at analysing objectified kinds of knowledge and collective forms of cognitive activity, for it is these kinds of knowledge and cognition that reflect the cognitive norms in the most pure form. That means that scientific epistemology appears mostly as a form of objective reflexion. At the same time, epistemology also has to take into account, to some extent, the facts of individual consciousness (here the cognitive norms appear in a "transmuted form"), inasmuch as other empirically accessible paths of the reconstruction of certain cognitive standards are often absent.

p A scientific theory of knowledge must thus necessarily be compared with the empirical data of cognition. But, just as any scientific theory, it does not merely passively reproduce or describe these empirical data but endeavours to reveal the essence of the process considered. For epistemology that means the singling out of such cognitive standards and norms which express deep characteristics of cognition and may not directly coincide with the way these norms are in certain cases understood in everyday cognition or in a concrete scientific study.

p Epistemology must therefore take into account, in the first place, the real cognitive processes, correcting its propositions and specifying and developing them in the light of the real facts of cognition. The basic principles of dialectical materialist epistemology (the principle of reflexion, the principle of unity of practical activity and cognition, the principle of unity of dialectics, logic, and epistemology, etc.) do not at all express "absolute" and final solution to all possible epistemological problems or the creation of a closed epistemological construction incapable of development. These principles specify the necessary conditions of fruitful scientific study of epistemological problems, a study that never stands still but formulates and solves new questions and makes more precise certain propositions through the development of real cognition itself and the special sciences about it (psychology, the history of science, the science of science, etc.). At the same time, scientific epistemology, just as any scientific discipline, constructs a kind of idealised model of the process under study, later gradually specifying and particularising that model, comparing it with the empirical data of cognition. Thus epistemology is not a product of direct grasping of certain subjective certainties, and neither is it a simple description of the diverse facts of cognition. Still less can epistemology coincide with some special science of cognition, whether it be psychology or the 254 science of science.

p Although epistemology is in some basic aspects similar to all the other scientific theories, it differs in some points from most theories. We must not forget that epistemology is a reflective theory.

p Most scientific theories deal with objects of which they have no previous knowledge. No science can ignore the data of everyday experience, of course, but the development of scientific knowledge means going beyond the limits of this experience. The latter says nothing of the nature of those objects with which, for instance, modern physics deals. The knowledge of these objects is only acquired in the process of scientific research itself. A reflective theory, however, has, as we have noted, some preliminary, implicit knowledge of the object about which it formulates explicit knowledge. Epistemology as a reflective theory proceeds from an implicit knowledge of what knowledge and cognition are and what the basic cognitive norms are, i.e., it begins with implicit knowledge which is contained in individual consciousness, in everyday language, and in the paradigmal premises of scientific theories.

p At the same time reflexion about knowledge, translation of the latter from its implicit into explicit form, and its theoretical formulation, involve certain changes of the very object of reflexion, revealing the imaginary character of some formations which were included in knowledge without proper foundation before the implementation of the procedure itself. We have already cited examples of reformulation of the object of reflexion as a result of this procedure in the special sciences. Epistemology differs from reflexion in the special sciences in that it tries to establish the necessary conditions for any cognition and universal cognitive norms. The links between an epistemological system and a certain particular theory of a special science are therefore rather mediated. Nevertheless, formulation of an epistemological conception is always an attempt not merely to state the existing practice of cognition but also to change this practice, to reject certain established canons of cognitive activity as distracting cognition from the attainment of its goal, and at the same time to introduce new standards of this activity. The general image of cognition and science created by epistemology is itself included in the real course of cognition and in certain respects restructures it. Therefore any serious, influential epistemological conceptions are not only an interpretation of the existing practice of cognition but also a critique of some aspects of this practice in the light of 255 some ideals of knowledge and science.

p Thus, a certain gap between the model of knowledge constructed in epistemology and the actual cognitive practice is explained not only by the differences between any scientific theory and its empirical basis. As far as these differences are concerned, epistemology should strive for a greater assimilation of empirical data, it must be revised and made more precise. At the same time, the differences between epistemology and the corresponding empirical practices of cognition may mark a gap between the specified ideal of knowledge and the practice of its realisation. In the latter case, practice, the empirical givenness of cognition, must be restructured and brought to the level of the ideal.

p The above does not mean that all epistemological systems (and there have been quite a number of these in the history of philosophy) could affect the actual course of cognition. We must not assume either, that this influence was necessarily fruitful wherever it occurred. Situations were not infrequent in the history of philosophical and scientific thought where a given epistemological conception specified a reference frame for the production of special scientific theories of a definite type and at the same time an entirely erroneous conception of the nature of cognition, knowledge and science, which resulted in an insoluble collision in the construction of a general epistemological conception, essentially limiting at the same time the possibilities of science itself. For instance, the epistemological empiricism of Bacon played a very progressive role at the time of the formation of experimental science. At the same time, it did not accord with the actual practice of contemporary natural science and later became a drag on its development. We have already discussed some substantive defects of Descartes’ epistemological conception. It cannot be ignored, however, that Descartes’ epistemology serves as a basis of his metaphysics, while the latter is the nucleus of a research programme in physics and in psychology. Some historically important results were attained in Cartesian physics. Considerable factual material was accumulated within the framework of empirical psychology, though this psychology outlived its usefulness as a scientific discipline by the beginning of the 20th century. The epistemology of Kant, a critic of which was given above, did not merely formulate a general research strategy in several theoretical disciplines (for example, Kant’s epistemology posits the impossibility of rationalist ontology, a special status of psychology as a non-mathematised science, the need for 256 complementing biological descriptions with teleological ones, etc.). Kant’s conception (along with Husserl’s phenomenology) was used by Brouwer and Heyting in constructing the intuitionist programme for the foundations of mathematics. Some important results were obtained in mathematical intuitionism, although on the whole this trend failed to solve the task it set itself. It is well known, however, that Kant’s aprioristic interpretation of the basic principles of classical science came into a sharp collision with the development of cognition.

p There are other instances, too, of the influence of epistemological conceptions on the development of science. An epistemological system may be completely inadequate as reflexion about scientific knowledge, offering an entirely false image of science and being quite untenable on the general philosophical plane. At the same time, such a system is used for the production of some local special scientific theories which retain a certain value even after their philosophical interpretation is rejected. That is possible because some aspects of the real cognitive process are usually grasped even in false epistemological constructions. But the special scientific theories produced in such cases are usually of very limited significance. At the same time, the main paths of scientific development are here obstructed by false epistemological constructions, and the development of theoretical thought in this area is on the whole deflected. That was the situation, e.g., with the epistemology of operationalism and the physical theories constructed according to operationalist prescriptions.

p The epistemology of dialectical materialism is specific in that it provides, for the first time, an adequate picture of cognition, knowledge, and science. And that means that the impact of this image of cognition on the actual development of science must result in extremely significant results. The history of Marxist philosophy and its relationships with the natural and social sciences confirms this idea. Marx’s Capital, which embodies the scientific theory of political economy, was created on the basis of conscious application of the dialectical materialist epistemology and methodology of science.

p Relying on a scientific conception of the nature of theoretical thinking and consciously employing the philosophically substantiated method of ascending from the abstract to the concrete, Marx constructed a scientific economic theory, formulating in detail the methodological problems arising in theoretical research and consistently solving them on the basis of general epistemological principles. Marx criticised bourgeois political economy not 257 just by comparing the content of a scientific theory with distorted interpretations of the same subject-matter, but through consistent refutation of basically erroneous methodological approaches. The main defect of bourgeois political economy, which predetermined its basically unscientific quality and was directly linked with its social function, was, as Marx showed, a false interpretation of both the nature of the object cognized and of the ways and methods of scientific cognition. Therefore a change in methodological and epistemological orientation is a necessary condition of creating a scientific political economy.

The epistemological ideas worked out by Lenin in his Materialism and Empirio-Criticism (the entire complex of ideas of the Marxist-Leninist theory of reflection, the scientific conception of matter, of image, the dialectics of relative and absolute truth, the thesis of the inexhaustibility of matter "in depth", the thesis of reflection as a property of all matter, etc.) were adopted by modern science (physics, biology, physiology, psychology, cybernetics, etc.), and proved to be exceptionally fruitful. One of the traits of the modern stage in the development of science is the consciously realised need for including general epistemological ideas (of which the scientific basis is Marxist-Leninist epistemology) into the production of theories in the special areas of knowledge. Modern science has reached a stage in its development when its further advance demands the weaving of self-reflexion into the very fabric of scientific research. That is the basis for an ever increasing interaction between philosophical, in particular epistemological, and special scientific knowledge.

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Notes