Kh. Momjan
__TITLE__ Landmarks in History __TEXTFILE_BORN__ 2009-06-03T13:06:09-0700 __TRANSMARKUP__ "Y. Sverdlov" __SUBTITLE__ The Marxist DoctrinePROGRESS PUBLISHERS MOSCOW
Translated from the Russian by G. Sdobnikova Designed by V. Kuleshov
CONTENTS
X. H.
BEXH HCTOPHH
MapKCHCTCKoe yienjie 06 oGmecTBeimo-BKOHOMMHecKiix <j>opMau,HHX Ha amjiuucKOM
Foreword
Chapter Prerequisites of the Gopernican Revolution in Social One.
Science.................. 7
Chapter The Main Principles of a Scientific View of Social Two.
Affairs................... 25
Chapter Socio-Economic Formations: the Main Phases of
Three.
Historical Development............ 45
Chapter Historical Progress as a Succession of Socio-Economic Four.
Formations................. 68
Chapter Social Revolution: an Objective Uniformity of Transi-
Five.
Request to Readers
Progress Publishers would be glad to have your opinion of this book, its translation and design and any suggestions you may have for future publications.
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tion to a New Formation
103Chapter Socio-Economic Formation and Civilisation.....127
Six.
Chapter Wars and Socio-Economic Formations......142
Seven.
Chapter The Emergence and Development of the Communist Eight.
Formation.................
168© Ha pyccKOM aatiKe. HsflaTejibCTBo «IIporpecc», 1978 English translation © Progress Publishers 1980 First printing 1980
Printed in the Union o) Soviet Socialist Republics
Chapter The Ascent of History as the Alternative to Social Nine.
187Pessimism.................
Chapter The Socio-Economic Formation Doctrine and Its Adfen.
versaries Today...............208
Conclusion....................242
10303---013 . M 016(01)---80~^^28^^~^^80^^
0302020200FOREWORD
In this book, the author has sought to present the main features of the Marxist philosophy of history and to characterise the motive forces and major phases of mankind's history.
The author centres his attention on the doctrine of socioeconomic formations, which lies at the heart of the dialectical materialist view of the historical process. This doctrine is the result of a thorough and all-round analysis of the real historical process by Marx, Engels and Lenin, and shows the real course of human history, its motive forces, main phases, and the replacement of obsolescent social organisms (old socio-economic formations) by new and more advanced formations.
Since mankind's history is an unbroken succession of socio-economic formations, with old formations giving way to more viable ones, which hold out greater promise and are essentially superior to their predecessors in economic, socio-political, cultural and moral terms, the author has devoted much attention to the problem of social progress, its objective and subjective factors, and the ways of mankind's ascent from lower to higher forms of socio-economic organisation.
The Marxist doctrine of socio-economic formations, like Marxism as a whole, is not only an instrument helping to get an insight into the ongoing social processes, but also a means of transforming the world. In view of the foregoing, the author has tried to show the role and importance of this doctrine in the scientific analysis of our dynamic epoch, its poignant antagonistic contradictions, and mankind's complicated but irrepressible movement towards a new, communist civilisation free from any social or national inequalities, from humiliation and oppression.
In the final part of the book, the author deals with the attempts to refute the Marxist doctrine of socio-- economic formations by many Western sociologists, historians,
philosophers and economists. Their refusal to accept the Marxist concept of social development and their urge to prove its inauthenticity and fallacy are most often dictated by considerations which are very far from science, scientific arguments or conclusions, but stem from political sympathies and antipathies, from the habitual way of life and thinking, from an allegiance to the old, bourgeois social system, which is seen as natural and reasonable in spite of its ``inconveniences''. Many bourgeois students of social affairs reject Marxism simply because the Marxist doctrine of formations makes it impossible to regard that system as reasonable and eternal. History does repeat itself. In the past, many adherents of the feudal-clerical outlook were, perhaps, sincerely perplexed and outraged by the verdict handed down by the 18th century French Enlightenment on the feudal system, which they saw not only as natural, but also as established by God.
Frankly speaking, this book is not meant for those who set their own interests and privileges above the scientific truth, for they can hardly be expected to change their minds. This book is meant for broad-minded, unbiased readers who are ready to open themselves out to new ideas, provided these are true.
Chapter One
PREREQUISITES OF THE GOPERNICAN REVOLUTION
IN SOCIAL SCIENCE
In the mid-19th century, when Marx and Engels formulated the principles of their scientific world outlook and their concept of historical development, the prevailing ideas of society were far from scientific. Advocates of the religiousspiritualist interpretation of history who propounded the providential concept of Jacques-Benigne Bossuet (1627-- 1704) were still prominent on the ideological scene, although their influence had somewhat waned. They tried to modernise their teacher's ideas expressed in writings like Politics Deriving from the Holy Scriptures and Discourse on Universal History. Others, who realised that it was futile to try to explain real human history in religious terms, preferred to develop a secular philosophy of history, but were unable to go beyond the confines of various idealistic, spiritualist interpretations.
The view that human history was created by man and his intellect appeared to be the most realistic and plausible. That concept, which had its origins in the Renaissance period, was expounded by the advanced thinkers of 17th century England arid especially the 18th century French Enlightenment, like Diderot, Helvetius, Holbach and their followers. But their correct urge to interpret history in human terms, without any transcendental elements, did not result in any scientific explanation of social life. In their philosophical anthropologism, they unwittingly vested the functions of the deposed God in great historical personages: statesmen, generals, legislators, founders of religious doctrines, great thinkers, revolutionary leaders, and so on. They were seen as the architects of history, who determined the course and outcome of social progress. But that approach invited thn question about the causes determining the will and consciousness of these great persona ges, (heir choice of goal and instruments for its attainment. Of course, various reasons were offered by way of explana-
tion: interest, thirst for conquest, an urge to maintain sovereignty, spiritual insight, etc., but these reasons themselves called for more profound, fundamental and objective explanations that did not depend on the will and consciousness of individuals, however outstanding. But such explanations did not fit in with the subjective-idealistic interpretation of history, which in the final analysis looked for the motive forces of history not in the objective historical process or in its immanent laws, but in the minds of individuals, without going beyond psychological explanations. Thus, the French philosopher Paul Holbach took the extreme view that major historical events were actuated by psycho-physiological motives. He maintained that "too much acidity in the bile of a fanatic, the hot blood in the heart of a conqueror.. . are sufficient reasons impelling them to undertake wars". '
Then came Hegel, who saw very clearly that it was impossible to explain major historical events in terms of the will and consciousness even of the most outstanding individuals. He maintained that causes were of the same magnitude as their effects and that epoch-making events were bound to have equally fundamental causes. But Hegel, like his predecessors, looked for these causes in the realm of the spirit, though not of the finite human spirit. He saw the phases of human history as phases in the development of an extra-temporal World-Spirit. From this it followed that great historical personages did not create history but simply executed the will of a World-Spirit, acting as its confidential agents.
Later on, we shall return to the important ideas of Hegel's philosophy of history, which did a great deal to pave the way for a scientific concept of history. Let me only point out here that he was nevertheless unable to break with idealism and spiritualism. The idea of an unfolding, self-realising World-Spirit to some extent approximated the idea of God. Hegel himself said that God ruled the world and that world history was the realisation of God's will and his divine plan.
To complete the picture, one should also point out that some thinkers in pre-Marxian social science espoused
naturalistic concepts, applying laws of nature to social affairs. Charles Montesquieu, for instance, vainly tried to trace the influence of the soil and climate on the history of nations. He believed that the geographical environment determined man's needs, and that these needs, in turn, determined the laws and usages obtaining in one social milieu or another. Thus, Montesquieu mistakenly believed that on an island "one part of the population could not be so easily made to oppress the other part". l England's example, in particular, refuted Montesquieu's geographical determinism.^^2^^
One will notice that all the thinkers mentioned above looked for the ultimate determinants of the historical process. But the factors they suggested could not be accepted as such determinants. Many reasons, notably, the difficulty of fitting social phenomena into regular and recurrent patterns, suggested the idea of historical indeterminism. Long before neo-Kantiamsm, history came to be seen as the domain of chance, where all events were so individual and unique that they could not be generalised but could only be described. That kind of social agnosticism naturally ruled out any generalisation or scientific foresight in the sphere of social relations.
There are grounds to conclude that by the mid-19th century the science of society, its motive forces, main stages and its ascendant development had still not taken shape. Moreover, as I have already noted, many thinkers doubted or even denied that a science of society and social development could ever exist. Still, in some social disciplines (historiography, philosophy, political economy, jurisprudence, archaeology, ethnography and other spheres), valuable data had already been accumulated and scientific conclusions had been drawn. Some of these scientific observations and conclusions helped to frame the scientific concept of social development.
Back in the 17th and 18th centuries, progressive philosophers and social thinkers noticed the important role
~^^1^^ C. L. Montesquieu, "Esprit des lois". Tn: Oeuvres completes, Vol. 1, Paris, 1950, p. 382.
~^^2^^ One should note that Montesquieu himself suspected that geographical conditions were insufficient to explain Ihe history of nations and looked for additional objective reasons behind historical development.
~^^1^^ Holbach, Systems de la Nature on des Lois da Monde Physique et du Monde Moral, Vol. 1, Londres, 1781, p. 214.
of material interests in man's everyday life, in class and interstate relations, and in the emergence of grave social conflicts, revolutions and wars.
Many thinkers of the 18th century French Enlightenment, especially Helvetius, accentuated the important role of material needs in the history of nations. Thus, Helvetius tried to explain mankind's transition from a hunting and gathering way of life to herding, and from herding to cropping and then on to trade and industry in terms of man's material requirements. He suggested that discoveries were, perhaps, made and geniuses emerged not by sheer accident but in accordance with the needs of the epoch. Although Helvetius was unable to generalise or substantiate his idea and subsequently retracted it, the importance of his surmise can hardly be overestimated. It was noted by Marx, who wrote: "Every social epoch needs its great men, and when it does not find them, it invents them, as Helvetius says." '
Here is how Helvetius formulated the dependence of man's intellectual development on his needs and vital interests: "The spirit is the child of desire and necessity.''~^^2^^
Some other pre-Marxian thinkers noted various important conditions of social development. Thus, the philosophers of the French Enlightenment expressed the idea (albeit in a contradictory and inconsistent form) that the socio-political environment had a part to play in the formation of the individual. Diderot, Helvetius and their followers maintained that to change and improve man's makeup it was necessary to change his living conditions, his social milieu. But by social milieu, they primarily meant the political form of government and were unable to bring out its objective economic basis with any measure of consistency. Another point to note here is that, while emphasising the formative role of the milieu in the life of the individual, Diderot and his followers insisted that this milieu depended on the will and consciousness of outstanding personages. But in those historical conditions, their emphasis (however inconsistent and contradictory)
on the need to change man's living conditions in order to improve his intellectual and moral makeup was spearheaded against the reactionary feudal setup and marked a step forward in the understanding of social development.
Some thinkers, while being unable to give a correct explanation of the origins of private property in the means of production, nevertheless realised the exceptional role of this socio-economic factor in social development.
Thus, the French Enlightenment philosopher of the late 17th and early 18th century, Jean Meslier, pinned all his hopes for true equality and freedom on the abolition of private property and the transfer of land and all the other means of production to the people. He wrote: "Men take over into private property the values and riches of the land, whereas they should have possessed them in common." !
Meslier saw private property as the source of social and proprietary inequality, as the cause of the deprived people's untold suffering and of the ceaseless struggle between the rich and the poor, as the motive behind uprisings, revolutions and bloody wars.
Like Meslier, Jean-Jacques Rousseau could not in that historical epoch find a scientific answer to the question about the origins of private property and social and proprietary inequality. Nor could he name the real prerequisites for true equality. It is significant, however, that Rousseau, like Meslier, believed that the chief reason for the historical stride forward from the primitive communal system of social equality to inequality was to be found in the economic sphere, in the emergence of private-property relations. Rousseau wrote: "Equality disappeared, property was introduced, labour became a necessity; and vast forests turned into riant fields, which had to be watered with human sweat and where slavery and poverty were soon sown and grew together with the harvest.''^^2^^ These words also expressed the profound dialectical idea about the antagonistic nature of the historical process: riant fields in contrast with poverty and slavery.
~^^1^^ K. Marx and F. Engels, "The Class Struggles in France, 1848 to 1850". In: Collected Works, Progress Publishers, Vol. 10, Moscow. 1978, p. 99.
- Oeavres completes D'Heluetius, Vol. 2, De L'Homme, A Paris, Chez M. V. Lepetit, 1818, p. 38,
~^^1^^ Jean Meslier, Le Testament de Jean Meslier, Vol. II, Amsterdam, 1864, p. 210.
~^^2^^ .1. J. Rousseau, "Discours sur 1'origine et les fondements de 1'inegalite parmi les hommes". In: Collection complete des Oeuvres, Vol. I, Geneve. M. DCC. LXXXII, p. 133.
11Another thinker of the past who recognised the role of private-property relations in human history was Morelly, who believed that the way to ensure mankind's genuine liberation and establish a just and rational social order was to abolish private property. He wrote: " Eliminate property, 1 keep repeating, and you will do away once and for all with a thousand accidents that drive man to desperate extremes. I say that, once man has freed himself of this tyrant, it will be impossible, totally impossible for him to think about crime, to be a thief, a murderer or a conqueror." '
In contrast to his contemporary Gabriel Mably, who also criticised the private-property system but denied any real possibility of a communist society, Morelly believed that it was quite possible to go over to a system based on social property. As for Rousseau, he gave a realistic picture of the disastrous effects of private property, but did not go beyond the Utopian idea of equally sharing out all private property among the people.
Some pre-Marxian social thinkers touched upon the important role of the predominant form of private property in the shaping of the whole system of social relations. Thus, in his Introduction to the French Revolution, the French political figure and scientist, Antoine-Pierre Barnave, accentuated the problem of the development of various forms of production in the context of his teaching on progress.
Beyond any doubt, the idea that social development was an ascendant process helped to arrive at a scientific view of history. Barnave and many other pre-Marxian thinkers had begun to realise that in spite of contradictions, historical zigzags and relapses, mankind's development was nevertheless one of ascent. Jean Gondorcet, a philosopher of the 18th century French Enlightenment, described ten successive epochs, each of which, he maintained, surpassed the preceding one in terms of living conditions, humanity, education, etc. He firmly believed that "man's ability to improve is truly boundless".^^2^^
It was more difficult to answer the question why social development was ultimately ascensional. Many philoso-
~^^1^^ Morelly, Code de la nature, Paris, 1950, p. 255. - Condorcet, Esquisse d'un tableau historique des progres de I'esprit humain, Paris, 1794-1795, p. 4,
12phers, including Condorcet, were apt to think that historical progress was due to the immanent ability of the human mind for boundless self-improvement. In other words, they remained within the framework of traditional idealism and overlooked the objective premises for the development of the human intellect itself, but the recognition that human society was bound to develop from lower to higher stages was an important scientific finding.
In tracing the evolution of advanced pre-Marxian social thought, one should note the scientists who variously paid attention to the inherent motive forces of social development, to socio-class contradictions. Early utilitarian concepts, which emphasised the utility principle and the closely related view of egoism as the decisive motive of every individual's vital activity, already spoke of social egoism and social contradictions. Later on, at the end of the 18th and in the early decades of the 19th century, pre-Marxian thinkers formulated the concept of social classes and class struggle. Thus, Francois Guizot, Francois Mignet and Augustin Thierry, French historians of the Restoration period, distinctly tried to present the various periods of history as periods of opposite and clashing class - interests. Guizot, for instance, who took Saint Simon's ideas about classes and class contradictions as a point of departure, saw the French Revolution of 1789-1794 as an armed struggle between the feudals and the anti-feudal forces. He went even farther and noted the class contradictions between the aristocracy and the so-called third estate on the eve of and during the French Revolution of the late 18th century. But having stated the existence of classes and class struggle, neither Guizot nor any other French historian of the Restoration period was able to get at the root at these phenomena. Thus, Guizot at first thought that the class division of French society had an ethnic origin. He mistakenly believed that the Germanic conquerors of Gaul made up the ruling feudal class, which prevailed over the vanquished Romance ancestors, the Gallic-Romans. True, in his Sketches on the History of France, Guizot tried to trace the origins of the aristocracy and the bourgeoisie to land relations and looked for the causes of class conflict in the sphere of property relations in general. Neither Guizot nor any other bourgeois thinker was able to make an in-depth scientific analysis and bring out the
13truth that classes and forms of class struggle derive from historically determined modes of production and that the abolition of private property makes it possible to do away with antagonistic classes and then with society's class divisions in general.
Adam Smith and David Ricardo, the classics of bourgeois political economy, also helped to pave the way for a scientific interpretation of history. They noted the special role of labour, of man's production activity in the life of society, and the existence of social classes and class relations. Smith and Ricardo explored the objective economic laws which operate in society independently of human will or choice. Thus, while making the mistake of regarding capitalist society as an absolute, as a "natural order", they correctly pointed out the influence of economic relations on the other structural spheres of bourgeois society. There is no doubt that the works of these outstanding bourgeois economists, and especially Adam Smith's treatise, Inquiry into the Nature and Causes of the Wealth of Nations, contained generalisations and characteristics which, when read correctly, could and did become a source of historical materialism. One should remark in this context that in the course of their searching analysis of economic relations, Smith and Ricardo made a fruitful attempt to find the roots of the class divisions in economic relations, but only in the mode of distribution rather than in the mode of production. English classical political economy was unable to take a historical view of social classes, maintaining that the class division of bourgeois society, like that society itself, was the last word in social progress. It fell short of a scientifically consistent and scrupulous analysis of other crucial economic relations. Nevertheless, Smith and Ricardo played an important role in studying the economy, the sphere of social relations that is pivotal to any social organism, to any phase of social development.
The Utopian Socialists of the late 18th and early 19th centuries also did a great deal towards evolving a scientific understanding of history. They highlighted the possibility and necessity of transforming the society of that epoch on just and reasonable principles, relying on the level of social development already achieved. Thus, disenchanted by the results of the French bourgeois revolution of 1789-1794, they advocated the need to go over to a new
14social system that would make all men truly equal and free from any form of oppression. Many Utopian Socialists, Saint Simon in particular, had a fairly clear idea of the role of class struggle and revolutions in historical development. Engels wrote about Saint Simon: "But to recognise the French Revolution as a class war, and not simply one between nobility and bourgeoisie, but between nobility, bourgeoisie, and the non-possessors, was, in the year 1802, a most pregnant discovery." ' Undoubtedly, the Utopian Socialists had some idea of the economic basis of the class struggle. But Saint Simon, Fourier, Owen and other Utopians believed that it was possible to go over to a just and reasonable system without any struggle or class cataclysms.
We shall not go any deeper into the theoretical research that led up to the scientific philosophy of history, a science of society, but Hegel deserves special mention.
For various reasons, Hegel's subjective-idealistic philosophy could not, as I have already noted, break with spiritualism and mysticism, with the spirit and traditions of the providential concept of history. But if that were all there was to Hegel's theory, his name would have been largely confined to theosophy, and his doctrine, critically read, would not have become a chief source of Marxism, of the Marxist philosophy of history.
The truth is that Hegel's idealistic system provided a backdrop to a vital and ameliorative idea about world history being a single whole, about historical necessity, and the law-governed and progressive course of social events.
Hegel's Philosophy of History is keynoted by the idea that world history is a rational process, and this tenet coincides with the idea that history is governed by laws, regardless of whether men realise this or not.^^2^^
Hegel's dialectical idea about reason and law in history, rationally interpreted and purged of idealism, could and did provide the long-sought fundamental principle of so-
~^^1^^ Frederick Engels, "Socialism: Utopian and Scientific". In: Karl Marx and Frederick Engels, Selected Works in three volumes, Progress Publishers, Vol. 3, Moscow, 1970, p. 121.
~^^2^^ G. W. F. Hegel, Sdmtliche Werke, Jubildumsausgabe in zwanzig Banden. Vorlesungen iiber die Philosophie der Geschichte, Bd. 11, Fr. Frommans Verlag, Stuttgart, 1928, S. 56.
15cial science. To be precise, Hegel himself in the main formulated rather than gave scientific answers to the major problems relating to a scientific interpretation of the philosophy of history. It is also true that although Hegel's insights into the law-governed course of history were brilliant, he was unable to substantiate them.
Hegel elaborated the ideas of historical progress advanced by the French and German thinkers of the 18th century Enlightenment, falling back on the ideas about ascendant historical development as peculiarly reflected in the philosophy of Kant, Fichte and early Schelling. But the most important impulse to Hegel's view of history as an ascendant process was, perhaps, prompted by the French Revolution of 1789-1794, which marked the advance from feudalism to bourgeois society.
Hegel had a far from oversimplified, streamlined view of progress. He clearly saw the tortuous and thorny path of mankind's ascent to new and higher phases of social development. "World history," Hegel wrote, "is not a dell of happiness. Periods of happiness are but gaps in it, for these are periods of harmony, absence of contradictions." l
Hegel knew very well that historical progress involved periods of stagnation, failures and setbacks. He wrote that there were long periods in world history when progress came to a standstill. Moreover, there were times when great cultural values were destroyed, so that everything had to be started afresh in order "to regain, with a new immense input of time and effort, crime and suffering, the cultural level that had been achieved long ago".~^^2^^
Nevertheless, Hegel firmly believed that zigzags and reversals did not rule out a general course in history seen as progressive development. He saw "regressive phenomena as external accidents".^^3^^
But where are the origins, the causes of such ascendant social development? In Hegel's Philosophy of History we come across many interesting arguments that serve to elucidate this question on the solid basis of historical facts. This applies, among other things, to Hegel's idea on the
role of men's material interests, their vital needs and circumstances of life, which induce them to improve their instruments of labour and gain greater control over the forces of nature.
But such explanations of historical progress ( naturally, in a generalised form) did not fit in with Hegel's objectively idealistic philosophical conceptions.
World history, according to Hegel, was nothing but spirit unravelling itself. He repeatedly emphasised that world history unfolded in the spiritual plane. He did not mean the human spirit, but a timeless World-Spirit, which corresponded to the idea of God. World history, he said, was the history of the absolute spirit, its dialectical development. Hegel's conclusion was that the laws of world history and its progress were to be found in the domain of dialectical logic. So, the development of the real world was governed by the laws that govern the development of the World-Spirit.
That was how Hegel saw the relationship between the material and the spiritual. As an objective idealist, he presented a fantastic, unnaturally inverted reflection of this relationship. But beyond this mystification, one could discern the rational core of Hegel's theory, the dialectical method, which enabled him to penetrate very deeply into the substance of the historical process and its necessity.
Under Hegel's dialectical scheme, each phase of world history sooner or later stopped being rational in view of internal contradictions and, consequently, had no right to exist any longer. It was negated by a new phase of historical development, which, however, assimilated all the positive achievements of the preceding stage, amplifying and enriching them at a higher level.
One should always bear in mind here that in his correct urge to substantiate the intrinsic, indissoluble continuity between the various historical phases, Hegel used totally unacceptable teleological arguments. He wrote: "Just as the embryo contains within itself the whole nature of the tree, and the taste and form of its fruits, so the first manifestations of the spirit contain virtually tht whole of history." ' Such a preformistic view of history's ascendant development was in sharp contradiction with the dia-
~^^1^^ G. W. F. Hegel, Ibid., S. 56.
~^^2^^ Ibid., p. 91.
~^^3^^ Ibid., p. 91.
~^^1^^ G. W. F. Hegel, Op. cit., p. 45.
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17 16lectical spirit, with the dialectical attitude to the emergence of a new quality.
These initial contradictions and delusions, engendered by Hegel's idealistic world outlook, leave their mark on many pages of his Philosophy of History. What Marx, Engels and Lenin had to do was to sift out the viable from the inviable, the rational from the irrational in Hegel's legacy, to glean and give a scientific reading to all of Hegel's valuable findings, which could help to enrich the human mind and become an instrument of real progress. The founders of Marxism-Leninism fulfilled that task in its full compass.
One should also note that for centuries before the emergence of the scientific concept of history many thinkers had tried to typologise social development, to single out the main phases of human history. Without going too far back into history, let us recall the Italian philosopher Giovanni Battista Vico (1668-1744), who was not only one of the first thinkers to suggest that history was governed by laws, but who also tried to specify the crucial stages in the development of any nation. He described three states, or ages, of mankind, through which each nation had to pass: childhood, youth and maturity. In its childhood, he said, every society emerged from a "bestial condition" to an "age of the gods", when it was ruled by a caste of priests and was in the grip of religious doctrines and myths. Through the operation of natural social laws, this theocratic period eventually gave way to an "age of heroes", with secular forms of power (the ancient aristocracy, barbarism and, later, feudalism). Society's maturity was marked by a democratic republic or a limited monarchy, where men were equal before the law. So, to use Vico's terms, "the age of the gods" was followed by "the age of heroes", and the latter, by "the age of men''.
Vico's historical periodisation, however tentative and arbitrary, shows that he had a dawning idea about the succession of different social relations: pre-class---slave-owning and feudal---bourgeois. Another interesting idea he expressed was that one historical period was superseded by another as a result of acute social struggle between the advocates of the old and the new historical periods.
Vico did not openly deny the idea of God or his role in history, but a closer look at his Principles of a New Science on the Common Nature of Nations will show that Pro-
vidence here is politely eased out by the idea of objective and necessary historical laws, engendered by men's natural living conditions. Similarly, the emergence of different historical periods and their necessary succession is not due to divine intervention, but to natural causes which are akin to the causes behind man's transition from childhood to youth and then to maturity.
Vico's ``cyclical'' theory of human history was less logical and substantiated. He maintained that once society reached its summit, "the age of men", it rapidly reverted to its original "bestial condition" in order to start its ascent all over again. This cyclical theory was, perhaps, rooted in the belief that under the bourgeois system civilisation reached its completion, and that a higher stage of human history could hardly be imagined. But since Vico was a spontaneous dialectician and could not accept a fixed or static historical pattern, there was apparently nothing left for him to do but to present history as moving in circles, so that when a society reached its supposedly highest point, it plunged back to where it had started.
These and other similar delusions cannot obscure Vico's merits in advocating the important idea about the existence of qualitatively distinct stages in history, which emerge for natural social reasons.
The founders of Marxism showed a great interest in Vico's ideological legacy, noting his attempts to present historical accidents in the life of nations as manifestations of certain necessary stages of development. Having read Vico's Principles of a New Science, Marx remarked that it had "quite a few brilliant insights". '
The idea of historical stages also found a peculiar expression in Hegel's philosophy of history. He singled out three main epochs in the development of world history: Oriental, Ancient and Germanic (a fairly arbitrary classification), which he saw as phases in the development of the absolute spirit. The ancient Oriental peoples, he said, had no idea of freedom, and the despot was the only individual who was free. Only the Greeks and then the Romans, he said, began to acquire a sense of freedom, but
~^^1^^ Karl Marx/Friedrich Engels, Werke, Bd. 30, Dietz Verlag, Berlin, 1964, S. 623.
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19only a few enjoyed such freedom. In defiance of the facts, of the reality around him, Hegel maintained that only the Germanic world had at last come to appreciate that man was essentially free.
Although he chose arbitrary criteria for breaking up history into stages, Hegel, like Vico and other philosophers, looked for qualitatively distinct stages in the development of human history, tried to make out the ties between them, and sought within various limits to establish an ascent from primitive to more advanced social structures.
decrepit feudal system was, according to Engels, an introduction to the French revolution of the late 18th century. But a careful study of Enlightenment writings shows that none of the French thinkers of the day had a strictly scientific idea about the essence of the feudal system, the causes of its emergence and age-long existence. Most of them believed that feudalism was something of a historical misunderstanding, a preposterous accident, a triumph of coercion over reason, etc. One could safely say that none of them had any distinct idea about the objective reasons behind its emergence, prolonged reign and the inexorable unfolding of its crisis and imminent downfall.
Another fact to be noted is that the Enlightenment thinkers, who propounded the need to abolish feudalism and who did a great deal towards its downfall, had only a hazy notion about the society that was to replace the "feudal barbarism". They spoke of an "ideal society" that would be free of feudal privileges and duties, of despotic rule, the spiritual dictatorship of the Church, and so on. They extolled that "ideal society" (which in those historical conditions could only, and in fact did, turn out to be the bourgeois system that had already taken shape within the feudal framework) as a society of liberty, equality and fraternity, and regarded bourgeois property as just and earned by labour.
The absence of scientific notions about the substance of the bourgeois system even at the time of its formation is hardly accidental, for the fact that capitalist relations took shape and developed spontaneously was bound extremely to narrow down the need for their scientific interpretation.
The circumstances changed radically when it was time for mankind to ascend from capitalism to communism, to go over from its pre-history to its true history.
In the course of its development, bourgeois society inevitably gives rise to the material and spiritual prerequisites for a transition to communism through socialism, its first phase. But it would be wrong to conclude on the strength of this axiom that full-scale socialist relations take shape within the capitalist system. The complicated process of transition from private-property, antagonistic-class society to a society without private property, social inequality or class antagonisms, the formation of such a highly developed social organism as communist society is impossible
21Such was the background to the emergence of social science, the scientific philosophy of history. Our synoptic view shows that some correct notions and conjectures were submerged in a stream of erroneous ideas about society, social life, its motive forces and the qualitatively determinate stages of development. That was only natural, for any science takes shape in the course of centuries, gradually overcoming its fallacies, false assumptions and unjustified hypotheses, and moving forward to new, more profound and fundamental truths. Such is the record of any science, for science develops historically. Newton's theory could not have emerged in the 14th century, Lomonosov's in the 16th century, and Einstein's even a century before his time. New scientific ideas appear only when the preceding development of scientific thinking has to a certain extent set the stage for them.
Marxism supplemented that correct postulate with an equally important conclusion: ideas (including scientific ideas) are formulated in response to a social need. Take Marxism itself and its historical concept in particular.
Up to a point, history could develop in the absence of any clear-cut scientific notions about the past, present and future on the part of nations and their rulers. Both feudal and capitalist relations, to say nothing of earlier stages of history, emerged and developed spontaneously, without any clear awareness of their substance or prospects.
Here is a typical example. In the mid-18th century, the thinkers of the French Enlightenment levelled poignant and relentless criticism at the feudal relations, the absolute monarchy, the omnipotent Church, and the feudal-- clerical world outlook. That all-round ideological attack on the
20without a scientific understanding of social development and the laws of social progress. To use an analogy, one could say that there was a time when vehicles were built without any systematic scientific knowledge or blueprints, but with the emergence of steam and electric engines, the situation changed dramatically. The intricate process of communist construction called for a scientific knowledge of capitalism, its laws and contradictions, the ways of its revolutionary negation and advance towards communism.
So, if the major problems of the transition from mankind's pre-history to its true history were to be solved, men had to develop a science of society and social development. Marxism, with its concept of social development, emerged in response to these imperative demands of the objective course of history. At last, mankind had at its command a science of society, which made it possible to rise to new stages of historical progress in the shortest possible period, with a clear understanding of the optimal ways of attaining that goal with the least suffering for the masses.
Another point to note here is that the development of capitalist relations threw into high relief the main premise of the Marxist philosophy of history: to exist, human society has to produce; the historically conditioned mode of material production in the final count and mostly indirectly determines the society's political and juridical relations and diverse ideological trends; ideas, doctrines and spiritual values play an active role in social affairs, but it is the relations of production deriving from the dominant type of property in the means of production that are the ultimate objective determinants of history.
The proposition that the loftiest ideas are genetically dependent on ``base'' material economic relations, however shocking it may have appeared to high-brow intellectuals, was dictated by life itself.
Indeed, in the conditions of developing, mid-19th century capitalism, the economic basis of class struggle, revolutionary upheavals and ideological clashes was becoming ever more obvious. Life itself revealed the intrinsic connection between the state and its policy and the economic interests of the ruling class.
In these conditions, two brilliant and universally educated thinkers, speaking on behalf of the working class, whose historic mission was to rejuvenate the world and do
away with classes and class antagonisms, carried out a Copernican revolution in social science. It was a great revolution, indeed, for the theory formulated by Marx and Engels exploded the existing views of society and propounded something diametrically opposite. Marxism put an end to "sociological geocentrism" and introduced a `` heliocentric'' model in social science. It saw the motive forces of history not in any mystic spirit, objective or subjective, but in real, material social relations, realising that the realm of ideas was their active reflection. Marxism purged social science of metaphysics, of the static absolute and lack of dynamism. It advocated the dialectical principle of perpetual motion and qualitative transformation resulting from the struggle of interrelated opposites, which lie at the root of any phenomenon, any historical process. In the light of Marxist theory, history revealed itself as a living, perpetual process, which unfolds in accordance with its inherent objective laws, regardless of accidents, zigzags, periods of stagnation and occasional relapses into long past stages. In spite of these deviations and reversals, Marx and Engels said, history was advancing to higher and more rational forms of human society---an arduous but continual ascent. So, Marxism dispelled the primitive idea about society "in general", a society which (like its constituent biological organisms, their natural substance) was immune to qualitative change. The Marxist philosophy of history also refuted the fantastic ideas about historical cycles and closed civilisations, and the attempts to break up history into periods in accordance with arbitrary, purely subjective criteria. On the strength of an in-depth and all-round study of the historical process, its substance and its real, objective laws, Marx and Engels discovered the main phases of mankind's development, the fundamental stages of its progress, which they called socio-economic formations.
To sum up, let me repeat that the revolution carried out by Marx and Engels in social science was, like any other revolution, prepared by the whole course of preceding social development and the theoretical generalisations of the existing achievements in economic and socio-political relations, science and culture.
The primitive attempts to present Marxism and its social doctrine as an ``unexpected'', "chance phenomenon" that was in glaring contradiction with the substance, goals
23and traditions of "European civilisation" could only be explained by crass ignorance and bigotry.
Of course, if "European civilisation" is spelled out as private-property bourgeois society, with its social inequality, the sway of the financial-economic elite over the masses of manual and mental workers, its cult of violence and its national and racial discrimination, Marxists unquestionably repudiate such a civilisation, maintaining that their historical mission is to abolish it for good.
I have tried to show the inherent connection between the Marxist concept of social development and the earlier advanced philosophical, economic and socio-political doctrines. As Lenin put it, Marxism did not emerge away from the high-road of world civilisation. It was the supreme theoretical expression of the nascent world order, of the new civilisation, and legitimate heir to all the scientific values created by the human mind. It accomplished its great revolution in social science on the strength of the real achievements of pre-Marxian scientific thinking.
What was the substance of that intellectual revolution? Let us now consider it in greater detail.
Chapter Two
THE MAIN PRINCIPLES OF A SCIENTIFIC VIEW
OF SOCIAL AFFAIRS
In carrying out their revolution in social science, Marx and Eiigels applied materialist dialectics to an analysis of social affairs. That was the only way to elaborate a science of society and its development laws without resorting to supernatural forces, to a speculative ``World-Spirit'' or an equally fictitious "spirit of nations", without overestimating the will and consciousness of great individuals, and so on.
In strict accordance with the real historical process, Marxism discovered the ultimate motive forces of history and historical progress not in the realm of spirit, but in the realm of objective material relations. In contrast to preMarxian sociology, with its futile attempts to explain social being through various forms of social consciousness ( political, juridical, ethical, aesthetic, religious and other ideas and corresponding institutions), Marxism proved that these forms of social consciousness were themselves ultimately determined by social being, by material production and the system of economic relations. Later on we shall find that such a solution of the main question of sociology---the question of the relationship between social being and social consciousness---in no way implies a negation or underrating of the active, transformative role of ideas in history, and the emphasis on the leading role of economic relations has nothing to do with vulgar "economic materialism''.
The priority of material production in mankind's life is rooted in the indisputable fact that man and human society arose and have developed primarily as a result of productive labour. It is common knowledge that, in contrast to biological communities, human society is inconceivable without the development and use of instruments of labour, without productive activity. The human mind itself emerged and has developed as the result of man's labour activity. Society's development level and degree of maturity
25are primarily determined by its economic level, the degree of sophistication of its productive forces, and the prospects for their further development.
No amount of high-flown rhetoric in defence of an initial "spiritual substance" can obscure the paramount, decisive role of labour in the destiny of human society. Speaking at Marx's funeral, Engels said that Marx discovered "the simple fact, hitherto concealed by an overgrowth of ideology, that mankind must first of all eat, drink, have shelter and clothing, before it can pursue politics, science, art, religion, etc.; that therefore the production of the immediate material means of subsistence and consequently the degree of economic development attained by a given people or during a given epoch from the foundation upon which the state institutions, the legal conceptions, art and even the ideas on religion, of the people concerned have been evolved, and in the light of which they must, therefore, be explained, instead of vice versa, as had hitherto been the case".^^1^^
Subsequently, we shall return to the fundamental question about the primacy of social being and the secondary nature of social consciousness. And now let us try to specify the content of these basic sociological concepts.
According* to Marxism, social being is based on a historically determined mode of production of the material means of existence. The mode of production consists of two structural elements: the productive forces and corresponding relations of production. The productive forces comprise the means of production (instruments of labour, objects of labour, etc.) and man himself, their chief constituent, who handles these variously sophisticated means of production with the help of definite production skills, running the whole production process.
History also shows that it is not only the type and productive capacity of the instruments of labour that have differed from one historical epoch to another, but also the relations between men in the process of social production. One need merely compare, for instance, these relations in a slave-owning and a feudal society. The slaves had no property of their own, but were themselves the property of
~^^1^^ Frederick Engels, "Speech at the Graveside of Karl Marx". In: Karl Marx and Frederick Engels, Selected Works in three volumes, Vol. 3, p. 162.
their masters, for whom they had to work all the time. Peasants in a feudal society are in a different position. Some of them own individual property, but all peasants are in duty bound to work for their landowners. One cannot help noticing that in these societies the means of production are concentrated (in varying degrees) in the hands of the ruling classes, which exploit the oppressed classes in different forms.
So, the relations of production can be defined as specific relations taking shape between men in the process of production. They are determined by the type of property in the means of production prevailing in a given society.
The historically conditioned mode of production is primary and objective because it exists independently of social consciousness, of its diverse forms, and itself determines these forms.
Here is how Marx formulated the principles of the new approach to history: "In the social production of their existence, men inevitably enter into definite relations, which are independent of their will, namely relations of production appropriate to a given stage in the development of their material forces of production. The totality of these relations constitutes the economic structure of society, the real foundation, on which arises a legal and political superstructure and to which correspond definite forms of social consciousness." '
At a definite stage, the sophistication of the productive forces inevitably leads to the emergence and development of a new type of production relations and also of politicojuridical relations and ideological trends engendered by the latter.
Thus, when the pre-class communal system, where there was no private property, gave way to a slave-owning society with man's cruel enslavement of man, it was not in accordance with some premeditated plan, but for objective reasons, through the natural development of the productive forces. Slavery became possible only when the developed means of production and higher labour productivity enabled man to produce more material values than he required to support himself. In these new conditions, there was
~^^1^^ Karl Marx, A Contribution to the Critique of Political Economy, Progress Publishers, Moscow, 1977, p. 20.
26no longer any sense in killing the enemy tribesmen taken captive in the course of war. It was more profitable now to make them work in order to appropriate the surplus product they created. That historical example shows how the improvement of the productive forces, the transition from primitive stone implements to metal ones, requiring higher productive skills, logically entailed a transition from the production relations of primitive pre-class society to slavery.
As the economic basis of slave-owning society took shape, it engendered a system of politico-juridical and ideological relations. The slave-holding state, its legal enactments and institutions defended the existing socio-economic order. The prevailing political, juridical, philosophical and religious doctrines fulfilled, more or less openly, the same function, presenting slavery as natural and eternal. But as the internal contradictions within the slave-holding formation aggravated, progressive thinkers began to voice ideas of a different order, slanted against slavery, its cruelty and immorality. These ideas played a most active role in awakening men to an awareness of reality, helping to destroy the society that had turned some men into the property of other men.
An analysis of history enabled Marxism to discover the truth that at a definite stage of social development the prevailing relations of production, the type of property in the means of production begin to hinder the development of the productive forces, give rise to crises, slow down social progress and create intolerable conditions for the bulk of society's members.
The contradictions within the mode of production---those between the productive forces and the relations of production---make it necessary to discard the old relations of production, the old form of property in the means of production, in order to give full scope for the emergence and development of new relations of production that could promote the successful development of society's production capacities and also of all the spheres of socio-political relations, culture and morality.
fn an antagonistic-class society, the contradictions between the productive forces and the relations of production manifest themselves in a struggle of the contending classes. This struggle has its own economic, political and ideo-
28logical forms and eventually leads to social revolution and a victory for the new socio-economic formation.
Thus, at i\ definite stage of its development, slavery lost the right to exist and disappeared, as a socio-economic formation, from the face of the earth. Its downfall, as I intend to show further on, was primarily due to economic causes, to the fact that the prevailing relations of production had increasingly obstructed the development of the productive forces, something that entailed disastrous consequences.
Feudal society came to replace the earlier societies because it created more favourable conditions for the development of the productive forces, of the whole system of socio-political and ideological relations. In spite of its harshness, feudalism nevertheless offered greater incentives to work. Thus, in contrast to a slave, whose whole person and labour belonged to the slave-owner, the feudal peasant could keep a share of the results of his arduous labour and enjoyed rudimentary human rights.
Centuries later, a new social revolution, engendered by an extreme aggravation of class contradictions, overthrew the feudal relations. The oppressed peasantry, handicraftsmen and other working people together with the then progressive bourgeoisie toppled the feudal system, which stood in the way of more productive industrial and agricultural labour, hindering economic, sociopolitical and cultural progress.
The newly entrenched capitalist system put through important progressive changes in every sphere of social life. But with its development, the immanent contradictions between its productive forces and relations of production deepened and developed, and at a definite stage of its existence, its upward development gave way to a downturn. This latest stage was marked by deep economic crisis, much more intensive class struggle, uprisings, revolutions, and bloody and destructive wars. The productive forces continue to develop, but their development involves a sharp intensification of working-class labour and is geared to the interests of a small section at the top rather than those of society as a whole. At the final, imperialist stage of capitalist development, the main contradiction of capitalism---that between the social nature of production and the private-capitalist form of appropriation---takes on ever graver and uglier
29forms. As a result, capitalism has collapsed in many countries of the world, and their peoples have entered the first, socialist phase of communist society.
This brief retrospect of social development shows that the motive forces of history are to be found in the modes of material production, in economic relations. Let me emphasise once again that it is not the forms of social consciousness (politics, law, philosophy, aesthetic views, morals or religion) that are the primary determinants of history, but the historically conditioned mode of production, the totality of the productive forces and relations of production. This proposition, confirmed by mankind's entire practical record, is the key to the materialist understanding of history. The productive forces and relations of production are primary, material and objective in the sense that they exist outside and independently of social consciousness, and the forms of social consciousness are secondary in the sense that they are engendered by material social reality and, in the final count, reflect that reality, something that does not prevent them from exerting an active, transformative influence on the material basis, from accelerating or slowing down its development, promoting its ascent or, on the contrary, precipitating its downfall.
To avoid a possible misunderstanding, one should emphasise one important circumstance. When Marxism maintains that social being is independent of social consciousness, it does not imply that men engage in material production without any knowledge, production skills or other spiritual qualities. Such an assumption would have been absurd, and Marxism has never said anything of the kind. The Marxist idea is that the forms of social consciousness (politics, law, morality, etc.) reflect the existing objective material conditions, the definite system of production relations corresponding to the development level of the productive forces. Before going on to illustrate this idea, one should point out that man's consciousness originated and developed in the course of his material-production activity. The Marxist philosophy fully accepts the theory that denies the innateness of ideas, putting that theory on a solid scientific basis.
Let us now consider some phenomena which clearly show the dependence of social consciousness on objective material relations. Religion, in particular, is a form of social
30consciousness that is farthest removed from society's material basis.
A study of the earliest forms of religion shows that they were a direct reflection of the real conditions of men's existence, their material concerns, fears and expectations. The ignorant, benighted men of primitive society, who were at the mercy of the forces of nature and were unable to understand or explain their causes and substance, lived in fear of these forces and attributed them to imaginary supernatural beings, good and evil. In the light of these primitive fetishes and animistic religious beliefs, primitive men saw natural phenomena as supernatural and fantastic. By means of incantations and magical rites, they tried to neutralise the evil forces and win the support of the good ones.
These earlier religious notions, however fantastic and irrational, reflected in a peculiarly distorted form real, earthly relations, primarily the condition of man's arduous work for survival.
Arnold Toynbee, a British historian of religious leanings, declares "repugnant and inconceivable" the concept that looks for the origins of historical progress in the development of material economic relations rather than in "the progress of individual souls . .. towards God". ' From his mystic, spiritualist premises, Toynbee can hardly be expected to recognise the fact that both the human soul and men's ideas about a non-existent God arose and have developed with the alteration of their living conditions and production activity.
In the more advanced religions of ancient Greece and Rome, the gods and goddesses, their thoughts, passions and acts also reflected men's earthly relations, their vices and virtues, naturally, elevated to superhuman proportions.
The history of religion is a specific reflection of mankind's terrestrial history. Any radical changes in socioeconomic and political relations were sooner or later fantastically reflected in religious doctrines, in a religious picture of the world. Thus, the hierarchy of gods appeared only after the emergence of material, social and juridical inequalities in human society, after it had polarised into rulers and the ruled.
~^^1^^ A. J. Toynbee, A Study of History, Vol. VII, Oxford University Press, London-New York, 1959, p. 564.
31The rise of Christianity, for instance, merely shows the dependence of religious ideas on earthly relations, on the material conditions above all. There was good reason why Christianity emerged in the second half of the first century A. D., for at that time the crisis of the slave-owning system entered a deeper phase, its internal contradictions worsened, and the oppressed classes and peoples intensified their attempts to free themselves from slavery and national oppression. But the slave-owning Roman Empire was still strong enough to crush the uprisings of slaves and enslaved peoples, depriving them of any hope for the fulfilment of their cherished ideals. These ideals were gradually transfigured into unattainable dreams with fantastic religious overtones. Thus, the natural urge to throw off the fetters of slavery and the striving towards equality manifested themselves in Christianity in the form of a doctrine about men's equality before God in the next world, their equality in sin. Under the Christian religion, the equality of peoples was interpreted to mean that all men, regardless of ethnic origin or race, could profess the Christian faith. The feeling of love and respect for the enslaved man was construed as universal love, embracing both friend and enemy.
The New Testament still retained several passages expressing the hatred of the oppressed for their oppressors, but punishment of the latter was relegated to the next world. So, Christianity transferred the fulfilment of men's real aspirations for a just and happy life to the afterworld, seeking to reconcile the oppressed with the misery and suffering, the class and national oppression, and all the other crying injustices being perpetrated down here.
Christianity shows very well that ideas are predictated on the material conditions of life. It is not the rise of Christianity that made slavery impossible, as Christian theologians believe, but the other way round: the decline of the slave-owning system, the crisis of its economic basis, its worsening contradictions, and the futile attempts of the oppressed to throw off the yoke of slavery gave rise to the belief in a supernatural Messiah, a saviour. Of course, the ways in which the economic basis determines the emergence and development of religious ideas are far from simple. As I have already said, the social pessimism, the yearning for happiness beyond the real world were primari-
32ly engendered by economic causes, by the profound crisis of the slave-owning mode of production. But this pessimism was embodied in Christian religious forms through a reappraisal of old religious doctrines, myths, rituals, and ethical and philosophical ideas. The Marxist view of history has nothing in common with vulgar economic materialism, which seeks to deduce complicated spiritual phenomena directly from economic relations.
The forms of social consciousness are, of course, secondary, ultimately deriving from the material conditions of life and reflecting these conditions in a specific way. This is confirmed by a scientific analysis of the emergence, development and substance of diverse forms of social consciousness, which are rooted in the material environment. That much is indisputable, but it also goes without saying that the forms of social consciousness are not a mirror reflection of the material conditions from which they have sprung.
It is not only religion, which is essentially a fantastic reflection of real, earthly ties and relations, but also other forms of social consciousness, like art, philosophy and ethics, that reflect objective material processes very specifically, selectively and diversely. The newly arising forms of social consciousness not only reflect the new economic relations, but often retain some features of earlier ideological constructions in a sublated form.
In the 14th-16th centuries, capitalist relations began to form in the entrails of feudal society. The new mode of production, based on wage labour organised on capitalist lines, developed slowly but inexorably, gradually advancing upon feudalism and serfdom.
The processes that unfolded within feudal society, in the sphere of production relations, were naturally bound to find an outlet in the spiritual plane. The more progressive thinkers of that historical period began to question, with different degrees of radicalism, the soundness and justice of the prevailing feudal economic and socio-political relations, and also the religion and the Church that sanctified the existing way of life.
The intellectual, cultural-aesthetic and ethical movement of the 14th-16th centuries, known somewhat imprecisely as the Renaissance, expressed in the final analysis the fundamental changes that were beginning to unfold in the
3-0642
33economic basis of many West European countries. Of course, it would be highly naive to look for a direct, straightforward expression of these changes in the artistic works of the great Renaissance masters, for an open protest against feudalism and the feudal-clerical outlook. Nevertheless, the development of bourgeois relations, of the then progressive bourgeois outlook was indirectly, in the language of art, expressed in the works of Leonardo da Vinci, Michelangelo and other great masters of that epoch.
The historically progressive bourgeois relations and the ideas adequate to them, a protest against any views that depreciated life on earth and man himself, and glorification of the human mind and will were clearly evident in the art of the Renaissance masters. In their paintings, even New Testament subjects were filled out with human content and Biblical characters were presented as humans. Divested of their supernatural, mystic aura, the saints and apostles in these paintings were represented as human beings, with human feelings and passions. In such a specific, indirect form, the Renaissance masters reappraised the old values and rejected the old maxim of man's conduct canonised by the predominant religion.
The Renaissance reflected the early stage in the formation of bourgeois society. Later on, the deepening crisis of the feudal system and its worsening economic and sociopolitical contradictions ushered in a new phase in the development of the progressive bourgeois outlook, whose proponents laid bare incurable ills of feudal society and feudal ideology. Francis Bacon, "Thomas Hobbes and John Locke in 17th-century England took the first few steps in that direction, and the French thinkers of the 18th century followed in their wake with incisive criticism.
Indeed, the French philosophers of the 18th century Enlightenment---Meslier, Montesquieu, Voltaire, Diderot, Helvetius, Holbach, Rousseau and their followers---launched an irresistible frontal attack on the whole system of feudal relations, feudal property, social inequality, the absolute monarchy and the official feudal Church. Those of the Enlightenment philosophers who rose to a materialist view of the world rejected religion as a form of false consciousness designed, in particular, to justify the feudal enthrallment.
In the progressive anti-feudal ideology of the 18th cen-
34tury, the now forms of social consciousness reflected, more distinctly than they did in the world outlook of the Renaissance epoch and the 17th century English Enlightenment, the objectively imperative transition from the feudal to the capitalist mode of production.
These historic facts confirm that the forms of social consciousness are determined by economic relations in an intricate and multistage way.
It would not be right, however, to conclude on the strength of that proposition that the forms of social consciousness, the world of ideas passively follow the development of objective material processes.
These forms are relatively independent. Having sprung from real material relations, the progressive world outlook can anticipate the development of that basis, prognosticate the course of social development and help to realise it.
The progressive French social thought of the 18th century not only reflected the rise and development of bourgeois relations, but was also a prelude to the French Revolution of 1789-1794. The ideas advocated by the Enlightenment philosophers inspired men to storm the crumbling feudal structures, the archaic feudal institutions.
The Marxist theory, which arose when the contradictions of bourgeois society began to aggravate, and which was later developed and enriched by Lenin, because a powerful ideological instrument in substantiating the historical necessity of the collapse of the bourgeois system. It pointed out scientifically valid ways and means for building a socialist society. Marxist-Leninist ideas, assimilated by millions of people on every continent, have become a truly inexorable material force of social progress.
In the light of these facts, one can safely dismiss the numerous articles, pamphlets and bulky volumes that accuse the Marxist theory of fatalism and disregard for the role of ideas in social development.
As for Marxism itself, it recognises the influence not only of progressive, but also of reactionary ideas and doctrines. History shows that religious fanaticism intoxicated vast masses of people, making them capable of stoical suffering, heroism and death, and sometimes also of astounding brutality for the sake of their faith, as will be seen from the various "holy wars" in the name of Christ, Mohammed and other mythical and non-mythical religious personages.
3*
35The active man-hating role of fascist and racist ideas and aiili-coiuiiiunisi propaganda is also welt-known. Thus, Adolf lliller and his followers managed to mislead vast masses of l.ho (ierman people, fatiaticised by aggressive nationalism and chauvinism, false promises, empty rhetoric about the high mission of the Nordic race, and so on.
Naturally, il is impossible to understand the rise and development of fascism, the reason why the German imperialists unleashed the Second World War, their early successes and eventual defeat without a full assessment of the role of fascist ideas in these historical events.
In view of the need for a full and all-round assessment of the role of ideas in mankind's history, Marxism is deeply interested in their origins, in the causes of their emergence, development and disappearance. It goes without saying that the search for the objective conditions giving rise to ideas and determining their course of development does not imply an attempt to depreciate or underrate these ideas. On the contrary, it shows a desire to obtain precise, scientifically valid data about the ideas being studied, to trace the origins of their strength and weakness.
This point should be emphasised once again: when Marxism maintains that the world of ideas, the forms of social consciousness are secondary arid reflect the world of material values, it does not regard them as second-rate, inferior or insignificant. Those who impute such a standpoint to Marxism have invented it in order to vulgarise and discredit the Marxist doctrine, hoping to score an easier ``victory'' over it. The purpose here is simple and fairly superficial: to portray the materialist understanding of history as a doctrine that neglects spiritual factors and presents history as a predestined succession of definite phases, without reckoning with the human will and consciousness. The enemies of Marxism insist that the laws of social development in their Marxist reading were similar to natural laws, like those of sunrise and sunset or the earth's movement round the sun, that is, laws which operate independently of human will or interference. They allege that Marxism regards history as a spontaneous, impersonal process, where human will and consciousness have as little importance in the turmoil of social events as the ``will'' and ``consciousness'' of a grain of sand in a sandstorm.
Heinrich Falk, one of the many falsifiers of the Marxist
36theory, imputes to it this caricature of mankind's road to communism: "Like a boulder rolling down a slope in accordance with strictly definite laws, world history is rolling towards communism, carrying along with it the whole of mankind, which is just such a `boulder' of world history." *
Such estimates of the materialist explanation of history are repeated again and again without much variation. Falk and other theorists of his level deliberately seek to conceal the truth that Marxism has nothing in common with fatalism, with the fatalistic concept of development. The existence of objective social laws, as it was pointed out above, does not depreciate the role of the masses, political parties and outstanding individuals, whose will and consciousness can do a great deal in determining the basis for and mode of the abolition of obsolete social forms and in ushering in the next stage of social progress. The adversaries of Marxism studiously avoid the truth that in regarding history as a law-governed ascendant process, historical materialism has never denied historical accidents or zigzags in social development, periods of stagnation and even gigantic strides backward to stages long past. Nevertheless, the general flow of history is on the whole progressive, advancing towards even higher forms of human society. Similarly, historical accidents do not contradict the truth that, in spite of the vast importance of human will and consciousness, history is regulated by objective laws, which primarily determine the emergence, development and supplanting of the historical modes of material production.
To complete this brief characterisation of the materialist view of history, one should also list the essential features of materialist dialectics, which is a sine qua non of the scientific conception of history.
Marxism not only states the decisive role of material relations, but also considers them in the process of continual change and development.
The world's historical record shows that human society has been constantly changing: primitive man with his crude implements; the rise and fall of the Oriental despotisms; ancient China and India; the Greek and Roman civiiisa
~^^1^^ H. Falk, Die ideolo'gischen 'Grundlagen des Kommu'nismut, Miinchen, 1961, pp. 45-46.
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' :!.
tions; the feudal Middle Ages with their seemingly perpetual canons of life, incessant wars and peasant uprisings; the onset of the age of machine production; the revolutionary eruptions against feudalism in England, Holland, France, and other countries; the collapse of the absolute monarchies; the entrenchment of capitalism in many countries; the October Revolution in Russia, which marked the beginning of the revolutionary epoch of transition to the new, communist way of life.
Of course, no one can doubt the constant changes in the life of nations and the whole of mankind. The disputes begin when it comes to explaining the causes of the general ferment, the change and development in nature, society and the human mind. What are the causes and the mechanism of the transitions in socio-economic relations, in the state setup, human customs and usages, spiritual culture, ethics and religious beliefs? What is the mainspring of this whole movement?
In accordance with the real processes unfolding in the sphere of objective being and consciousness, Marxism advocates the concept of dialectical development. Under this concept, all phenomena without exception are intrinsically contradictory, comprising mutually repellent, mutually exclusive opposites. These opposites are interrelated and cannot be imagined in isolation from each other. Thus, it is impossible to separate assimilatory and dissimilatory processes in biology, to rule out the unity and antithetical nature of attraction and repulsion, of positive and negative electric charges, corpuscular and wave qualities of elementary particles in physics, etc. Similarly, every antagonistic class society implies the unity and struggle of social classes. Feudal society, for instance, cannot be imagined without its two interrelated and, at the same time, antagonistic classes: the feudal lords and the peasants.
Marxism discovered the mainspring of the self-- movement of all phenomena and processes in the unity and struggle of opposites. Any natural and social phenomenon, however undeveloped and embryonic, always contains interrelated opposites, which develop, intensify and at a definite stage are resolved in one form or another. In the social sphere, aggravated contradictions lead to the victory of the new over the old, to a disintegration of the old unity of opposites, the old social organism or phenomenon.
38Slow quantitative changes within the framework of the old quality entail a leap to a new quality. Such a leap does not necessarily imply a short period of time, but always the emergence of a new quality, a new phenomenon. The dialectical concept of development takes as its point of departure the unity of evolutionary and revolutionary development, the unity of slow quantitative changes within the old quality with a relatively rapid transition to a new qualitative state. A point to note here is that both in nature and in society the transition to a new quality does not necessarily involve cataclysms or violent revolutions.
In analysing various historical processes, Marxism devotes great attention to bringing out their basic contradictions and the nature of the struggle between these, to a precise demarcation between the new and the old, the progressive and the reactionary. The dialectical method makes it possible to find optimal ways for speeding up and facilitating the transition from the old to the new quality. An in-depth study of natural and social processes unfolding in society and in nature enabled Marxism to give a scientific reading to Hegel's doctrine on the leap-like transformation of quantitative changes into qualitative ones.
Indeed, a new phenomenon does not emerge all of a sudden, without any preparation, but often after a protracted stage of slow changes within the old quality. But at a definite stage of that slow process, evolution leads up to a leap forward, to the disappearance of the old quality and the emergence of a new one. That is a universal law in the development of nature, society and human thinking. No phenomenon appears instantly without a relatively long preparatory period involving the formation and accumulation of the elements of the future new quality. It is also true to say that nothing can disappear unexpectedly, without a gradual buildup of elements that are opposite to the old quality. These elements gradually erode the old quality and prepare a way for its disappearance. The leap-like transitions from the old quality to a new one can sometimes take a fairly long time. Still, they are inevitable; without them the old quality cannot disappear and a new one cannot emerge.
Dialectics refutes the attempts to reduce development to plain, vulgar evolutionism, which rules out the idea of a transition from one qualitative state to another. According to that erroneous, oversimplified view of the problem,
30some phenomena can change perpetually without changing their qualitative substance. These distorted notions give rise, for instance, to the idea of perpetual social relations and institutions. The concept of vulgar evolutionism is used to perpetuate private property, which is said to have existed at every stage of mankind's history, merely changing its forms and continually acquiring more rational features. Further on we shall consider the attempts to perpetuate capitalism on the strength of that concept, which rules ouL qualitative leaps, social revolutions and a transition from the old socio-economic formation that has exhausted itself to a new and higher one. In propounding the idea of ascendant social development and the supplanting of obsolete. degenerate, conservative and reactionary qualities with now progressive and revolutionary ones, the dialectical method rules out the total negation of the preceding phase of historical development. While negating the old social structure, all that is new and truly progressive retains in a sublated form all the valuable achievements of the preceding stage of social development, all the scientific, technical and cultural values that could serve the new social system and promote social progress. Observance of this continuity is a crucial condition of historical progress. Without such rational preservation of all the vital achievements of the negated stage there could have been no process of enrichment, accumulation and buildup of strength and knowledge.
Without aiming to represent the characteristic features of the dialectical method in their full compass, let me point out a few more of its categories that help to understand the historical process and its specifics.
In line with the spirit of scientific cognition, the dialectical method orients the researcher upon bringing out the substance of social processes and phenomena, the laws of their functioning and development. It rejects in principle the ideas of social agnosticism that are in vogue in presentday Western philosophy, the view that objective social laws are either nonexistent or are beyond human understanding. This open or somewhat attenuated agnosticism orients social science upon the phenomenological sphere, upon the world of concrete and diverse phenomena, and warns against ``futile'' and ``metaphysical'' attempts to penetrate into the itinscrutable substance.
Heinrich Rickert, a German philosopher of the early
4020th century, who voiced the neo-Kantian standpoint that » scientific generalisation of the historical process was impossible, said that the aim of history was to give a description whose content should coincide solely with isolated and individual objects. '
Rickert and his fellow-thinkers wrote a great deal about the futility of looking for objective laws in history and social science. What the neo-Kantians call historical science lays claim solely to a description of historical, social phenomena without any hope or attempt to discover any necessary regularities in these phenomena. Rickert categorically declared that historical science and science formulating laws were mutually exclusive concepts.^^2^^
This fear of objective historical laws, their full or partial denial and the view that even if such laws did exist they would have been beyond human understanding are also widely spread in present-day bourgeois social science. Further on I shall try to show that this fear of objective historical laws and the possibility of understanding their substance is primarily due to an urge to ``refute'' the MarxistLeninist validation of the historical necessity of mankind's transition to a communist society.
The dialectical method shows the scientific impotence of agnosticism in all its forms and points the way to understanding phenomena, their substance and the laws regulating their existence and development. Dialectics consistently abides by the principle that social practice is the criterion of truth, making it possible to separate precise knowledge from misconceptions.
Scientific dialectics is opposed to indeterminism, to the denial of inherent and necessary connections between phenomena. It orients researchers towards an in-depth study of the conditions under which a given phenomenon or several phenomena are bound to cause the emergence, disappearance or transformation of various other phenomena or processes. Starting from the premise that cause is primary and effect secondary, dialectics takes into account the complicated ties between cause and effect, and the possibility of the latter influencing the former. As it was pointed out earlier, ideas engendered by material relations exercise an a<--
~^^1^^ See: Heinrich Rickert, Natural Science and the Study of Culture, 1903, p. 26 (in Russian).
^^2^^ Ibid., p. 285.
41live influence on the basis that has engendered them.
The dialectically interpreted principle of determinism makes it possible to take into account the law-governed and necessary connections between past, present and future social development, so that social reality can no longer be presented as a patchwork of chance phenomena and processes without any logical connections.
Many Western philosophico-historical and sociological doctrines deny historical determinism and the existence of objective social laws. This is often due to a false humanism, to a reluctance to subordinate human will and conduct to some "iron laws" of history. According to this logic, one should also deny the objective laws of nature, which cramp man's "free choice". Incidentally, many philosophers advocate boundless and absolute indeterminism. Here is how one ecstatic ultra-indeterminist formulates his philosophical creed: "The most substantial thing in my ideological convictions boils down to the fact that the notion of the world as a unity is nonsense. I imagine that the universe is diversity without unity, without continuity, without connection and order." '
The writings of many bourgeois sociologists and philosophers of history are keynoted by the idea of social indeterminism. Thus, in one of his earlier writings, An Introduction to the Philosophy of History, the French philosopher and sociologist Raymond Aron declared that there is no law, human or non-human, directing the course of history to a happy or terrible end. All of Aron's later works are shot through with this erroneous social indeterminism.^^2^^
Social indeterminism, which rules out a scientific understanding of history, is still taken for granted by most Western sociologists. Thus, in an article written for the Soviet reader, Daniel Bell argues that "there are no inevitable forces inducing states to industrialise", and that the idea of historical necessity, "the belief that it is inexorable has already worked itself out".^^3^^
We shall subsequently return to the theoretico-cognitive and socio-political sources of these misconceptions. I shall
only note here that use of the dialectical methods in defence of historical necessity does not imply a rejection of historical chance, for Marxism regards the latter as a manifestation of necessity and a supplement to it. Historical necessity makes its way, manifesting itself in diverse accidental forms, but in spite of all the zigzags and accidents it is still necessity.
As I have already noted, many non-Marxist philosophers and sociologists reject determinism, historical necessity, and objective historical laws on the plea that these belittle man, his freedom of choice, creative activity, and so on. But even before Marx's time freedom was denned as nothing but recognised necessity. Marxism specified, elaborated and ameliorated that fruitful idea: men are able to act competently, to advocate realistic, promising and progressive goals, and to thwart the attempts of the reactionary forces to uphold declining, historically doomed regimes only when they have understood the necessary historical laws, their substance and the course of social development they determine. Once the masses, the progressive classes and outstanding individuals have understood the historical necessity, they acquire freedom of action and become conscious architects of history, accelerating its course and promoting dynamic social progress.
In postulating the existence of objective historical laws, materialist dialectics fully appreciates the fact that these laws do not manifest themselves uniformly, in accordance with a standard pattern. One and the same law may manifest itself most peculiarly in different settings and periods. Thus, the law regulating the formation of one and the same social system assumes diverse forms in the East and the West and at different stages of history. The capitalist mode of production, for instance, was established in very different ways in Britain, France, Germany, Russia, the USA, Japan and other countries.
All this makes it clear that those who accuse Marxism of propounding an oversimplified, one-track development of social laws without any breaks, deviations or diversity of form are distorting it beyond recognition. Marxism sees mankind's history as a law-governed but at the same time multiform, multicolour and multivariant process, whereas the critics of Marxism ascribe to it a historical scheme that suggests a railway timetable with exact times of arri-
43~^^1^^ Quoted in: J. Lerois, Science, Faith and Scepticism, London, 1959, pp. 34-35.
~^^2^^ See, L'opiam des intellectuels, Paris, 1955; Dimensions de la conscience historique, Paris, 1951; Dix-huit lemons sur le societe industrielle, Paris, 1962; Les disillusions du progres, Paris, 1969.
~^^3^^ Amerika, No. 215, 1974, p. 2 (in Russian).
42val and departure, with trains travelling at established :• speeds along preordained routes. The adversaries of Marxism have for decades stoutly refuted the primitive caricature of the Marxist philosophy of history, of the materialist view of historical development that they themselves invented.
In reality, materialist dialectics makes it possible to give a most dynamic and multifaceted picture of the world, with its internal contradictions, unity and struggle of opposites, the world's perpetual renewal, the law-governed disappearance of old, obsolete and blighted qualities and the equally necessary emergence of new, life-asserling ones.
Dialectical thinking, the dialectical method concentrates its attention on contradictions (antagonistic or non-- antagonistic), on their struggle and resolution not because of any particular regard for conflict or collision, but because it seeks to present an adequate picture of reality. MarxistLeninist philosophy sees the interplay of these contradictions as the mainspring of all motion and development.
When Marxism regards the history of antagonistic-class societies and the history of contending classes, it is not in order to indulge its ``biased'' dialectical concept of development, but because such is the actual course of history. Here as in all other parts, Marxism gives a scientific generalisation of real practice, offering mankind a reliable instrument for studying and transforming the world with full account of its objective regularities. In contrast to different versions of the idealistic philosophy of history, which use the purely speculative, a priori approach in elaborating their abstract and lifeless universal schemes and laws in their futile attempts to embrace the real historical process, materialist dialectics starts from the other end. It first looks to reality, reflects its development laws in generalised terms, and draws its scientific conclusions on the strength of a thorough study of past and present history.
Such, in short, are the basic tenets of historical materialism, the Marxist philosophy of history, which is an organic blend of the materialist and dialectical interpretation of social affairs. Let us now consider the Marxist typologisation of history, the doctrine of socio-economic formations, which is pivotal to historical materialism.
Chapter Three
SOCIO-ECONOMIC FORMATIONS: THE MAIN PHASES
OF HISTORICAL DEVELOPMENT
1.
As it was pointed out above, mankind's history is an ascent from less developed types of society to qualitatively new and higher types surpassing the earlier ones in all the major economic, social, political, cultural and moral criteria. Marxism designated these qualitatively distinct types of society, which primarily differ from each other in economic structure, in the mode of material production, as socio-economic formations. Lenin called a socio-economic formation "a specific social organism, whose inception, functioning and transition to a higher form, conversion into another social organism, are governed by specific laws." '
Researchers are still debating the number of socio-- economic formations, particularly the existence of an "Asian mode of production", its substance and compass. Lively debates are still going on about the varieties of formations, the transitional stages between them, their structure, and so on.
Leaving these debatable issues aside, let us consider what science has firmly established.
One can definitely say that there are five socio-economic formations which are the basic phases of mankind's development, the chief stages of social progress. These are: the primitive communal system, the slave-owning system, feudalism, capitalism and communism, whose first phase socialism---has already been built in many countries.
Without going into detail for the time being, let us now examine the structure of a socio-economic formation, its Criticism of It in Mr. Struve's Book," Collected Works, Vol. 1, component parts and their correlation. I shall be brief, for I have already in the main described the structure of these formations in characterising the materialist view of history,
~^^1^^ V. I. Lenin, "The Economic Content of Narodism and the Criticism of It in Mr. Struve's Book", Collected Works, Vol. 1, p. 410.
45 44the correlation between social being and social consciousness.
Every socio-economic formation arises on a material foundation: a historically determined mode of production, a specific unity of productive forces and corresponding relations of production. As we already know, the mode of production is primary in the sense that its emergence and development are not determined by any forms of social consciousness, that is, politico-juridical relations, religious, moral or other factors. Every new formation begins with the emergence.and development of a new economic basis, which necessarily gives rise to corresponding politico-juridical relations and ideological forms. It is known, for instance, that the formation of capitalist economic relations preceded the emergence of a new, bourgeois outlook.
The basis of any socio-economic formation, its chief structural element---the mode of production---is characterised by the type of property in the means of production prevailing under that formation. When the prevailing relations of production run into contradiction with the productive forces and impede their development, the given formation inevitably begins to decline and finally collapses. So, the development of a socio-economic formation, its rise and fall are primarily decided in the sphere of the economic basis.
The Marxist philosophico-historical concept sees "the ultimate cause and the great moving power of all important historical events in the economic development of society, in the changes in the modes of production and exchange, in the consequent division of society into distinct classes, and in the struggles of these classes against one another".^^1^^
In stressing the leading role of the mode of production, the economic basis in the structure of the socio-economic formation, one should never ignore the other structural element of the socio-economic formation: the politico-- juridical and ideological superstructure. This must be stressed because attempts have been made to reduce the concept of the socio-economic formation solely to the mode of production. Some resort to terminological formalism, aiming
to equate the socio-economic formation and the economic formation of society. A careful study of the works of the founders of Marxism clearly shows that they believed the economic mode of production to be the basis of the socioeconomic formation, but not the socio-economic formation itself.
In the theoretico-cognitive plane, the erroneous attempt to reduce the socio-economic formation to the economic mode of production stems from an absolutisation of the undeniable truth that the economic basis is the crucial and decisive element in the concept of the socio-economic formation. But in spite of the decisive importance of the economic mode of production, the socio-economic formation cannot be reduced solely to the sum total of the productive forces and relations of production. Lenin wrote that "while explaining the structure and development of the given formation of society exclusively through production relations, [Marx] nevertheless everywhere and incessantly scrutinised the superstructure corresponding to these production relations and clothed the skeleton in flesh and blood. The reason Capital has enjoyed such tremendous success is that this book by a 'German economist' showed the whole capitalist social formation to the reader as a living thing---with its everyday aspects, with the actual social manifestation of the class antagonism inherent in production relations, with the bourgeois political superstructure that protects the rule of the capitalist class, with the bourgeois ideas of liberty, equality and so forth, with the bourgeois family relationships." '
Those who reduce the socio-economic formation solely to the economic basis, in effect, identify historical materialism with primitive, vulgar economic materialism, which disregards such social factors as politics, law, ethics, the aesthetic consciousness, and other ideological forms.
The urge to reduce the analysis of history and its typologisation solely to the definition of the mode of production violates the dialectical unity of the basis and the superstructure, ignores the latter, and dismisses its very important role in the functioning and development of the socio-economic formation as a coherent social organism.
~^^1^^ Frederick Engels, "Socialism: Utopian and Scientific". In: Karl Marx and Frederick Engels, Selected Works in three volumes, Vol. 3. p. 103.
~^^1^^ V. I. Lenin, "What the 'Friends of the People' Arc and How They Fight the Social-Democrats", Collected Works, Vol. 1, pp. 141-42.
46 471 spoke above of the erroneous attempts to reduce the socio-economic formation to the economic mode of production. An equally grave error would be an attempt to minimise in some way the crucial role of the economic mode in the destiny of the socio-economic formation. Thus, some writers believe that pre-capitalist socio-economic formations---the slave-owning society and feudalism---were allegedly determined in the first place by forms of political force, by extra-economic coercion. That implies that the face of these socio-economic formations was not determined by economic relations but by politico-juridical norms. With a superficial approach to the specific features of the slave-owning and feudal society, these could produce the illusion that economic relations are subordinate to politicojuridical norms and institutions. Actually, as we shall see below, under slavery, as under feudalism, the specific forcible forms by means of which the product of the labour of the oppressed classes was appropriated could exist only given political force had an economic basis. This use of force to coerce slaves and serfs to work and to appropriate the results of their labour was effected on a definite economic basis. Under slavery and feudalism, the forms of overt ; political force in appropriating the results of the labour of others were ultimately determined by a system of economic relations depending on the development level of the productive forces. It is true that extra-economic coercion itself did have specific but deep economic roots.
It will be easily seen that, while a minimisation of the role of the superstructure, of politico-judicial and ideological relations in the destiny of the socio-economic formation leads to vulgar economism, any attempt to overestimate the role of political force and to relegate economic relations to a secondary role means a return to Diihring's "force theory" criticised by Engels, a return to trivial historical idealism.
Summing up all these considerations, one may safely say that the socio-economic formation consists of two basic structural elements: the economic basis and the superstructure, with the economic basis being the determining and definitive element. To say this, I repeat, does not imply any negation or minimisation of the role of the superstructure in the development of the socio-economic formation.
``The economic structure of society always furnishes the real basis, starting from which we can alone work out the
48ultimate explanation of the whole superstructure of juridical and political institutions as well as of the religious, philosophical and other ideas of a given historical period." ' Some characteristics of society's superstructure need to be additionally specified. The superstructure corresponds to the dominant basis. But does that mean that the superstructure as a whole works for its basis and helps to establish and consolidate it? The views expressed on this point are contradictory. Some say that the defence of the basis is one of the definitive characteristics of the superstructure. Is this correct? Of course, some key elements of the superstructure, like the state, the established legal institutions and the dominant ideology, are designed to justify and safeguard the basis, the existing system of production relations. But such an approach obscures another question: what are we to do, for example, with the system of antifeudal ideas and organisations which had an edge against the feudal basis? We know that, far from safeguarding, these ideas, in effect, helped to unhinge the feudal basis. This incontrovertible fact warrants the conclusion that the superstructure includes not only the dominant politico-- juridical and ideological elements, but also a system of organisations and ideas which are hostile to the existing basis. It turns out that the superstructure is not homogeneous in content. Nor is that surprising, considering that the basis has its own internal contradictions. For instance, in the capitalist mode of production there are growing contradictions between the productive forces and capitalist relations of production. The existence of these contradictions necessarily predetermines the emergence and sharpening of the struggle between the main classes of capitalist society: the bourgeoisie and the workers. The superstructure, which reflects this contradictory unity of the basis, must itself, necessarily, include mutually incompatible ideas and organisations. The dominant politico-juridical bourgeois relations and the ethical, aesthetic, religious arid other ideas are confronted with political parties, trade unions, young people's and other organisations of the working class, with a developed Marxist-Leninist ideology, all of which are in principle hostile to the whole bourgeois way of life.
~^^1^^ F. Engels, Anti-Diihring, Moscow, 1977, p. 37. 4-U642
49When considering the slave-holding, feudal and capitalist bases and superstructures, we reckon with the truth that they are dominant in the given countries and regions at the given stage of historical development. But, 1 repeat, it does not at all follow from this fact that there is no room in the superstructure of antagonistic-class societies for ideas and organisations opposing the dominant basis and superstructural relations.
Alongside the main structural elements, the socio-- economic formation consists of social phenomena like ethnic and national entities, the family, way of life, etc., which are influenced by the main dominant structural elements of the formation. It is well-known that as the peoples have moved from one socio-economic formation to another, more developed and improved one, there has been a qualitative change in the family, in the ethnic and national relations, way of life, and so on.
Besides, the dominant economic and superstructural elements have, of course, shaped some of the general features of these social phenomena, but this does not eliminate the truth that in any class formation the fundamental distinctions in the way of life of the various social classes have their own essential and specific features. It is well-known, for instance, that in the capitalist society there is a great gap between the capitalist's and the worker's way of life.
2.
The primitive communal system was the first socio-- economic formation, and it existed on the globe for hundreds of thousands of years. Because the implements of labour were most primitive and were owned by the whole commune, there were no classes and no class exploitation. The first socio-economic formation had the following characteristic features: the members of the commune worked together with the use of the implements jointly owned by all the members of the commune, and distributed the results of their joint work in equal shares. Communal and tribal organisations, naturally exercised the function of administration, directed labour activity, military operations against hostile communes, and so on, but the state as an organ of coercion of one class by another was not yet there. Because labour was collectivist, the social consciousness of the prim-
itive communal system was free from individualism: al that slage of social development, man's interests blended with the social interests. This primitive collectivism was most pronounced in the moral ideas and ethics of those who belonged to the same clan. Religious ideas and all sorts of rituals were markedly developed under the primitive communal system. The superstructure of that system also included primitive aesthetic ideas expressed in similarly primitive drawings, figures, melodies, etc.
The development of the primitive communal system was slow, chiefly because of the difficulty of improving the implements of labour. Thus, it took thousands of years to advance from stone to metal implements. Still, the productive forces developed along an upgrade, carrying the prim Hive communal system along with them from lower slage to higher.
With the development of copper and bronze casting and of metal implements of labour, arid with the growth of labour productivity, men were enabled to produce more than they required for the immediate satisfaction of their needs. The able-bodied member of the commune was now capable of producing a surplus product, and this made it possible for another to appropriate that product. Consequently, the growth of labour productivity itself created the possibility for some people enriching themselves at the expense of others. Engels wrote: "Up to that time one had not known what to do with prisoners of war, and had therefore simply killed them; at an even earlier period, eaten them. But at the `economic' stage which had now been attained the prisoners acquired a value: one therefore let them live and made use of their labour. Thus, force instead of controlling the economic situation was on the contrary pressed into the service of the economic situation." '
That paved the way for the emergence of the first class society, in which men were enabled to make others work for them and to appropriate the results of the labour of those they had subdued. Slavery, as an economic sector, emerged within the entrails of the primitive communal system, but later took shape as an idepcrident socio-- economic formation, which was established among a large number of peoples.
F. Engels, Anti-Duhring, p. 221.
50 51Under the slave-holding relations of production, the slaveowner fully owns Iho means of production, including Lhe labour of the slave, the slave himself and his family. Tin: slave owns no means of production. Like a thing, he tielongs lo his owner, is deprived of any legal protect ion, may he sold, savagely punished, and even killed on his master's orders.
The politico-juridical superstructure of the slave-owning society, and the slave-owning state in the first place, were important weapons in the preservation of the slave-holding relations. The slave-holding ideology, as expressed by the dominant religious, philosophical, ethical and aesthetic doctrines, vindicated slavery and regarded it as something natural and rational.
The so-called free peasants, handicraftsmen and other social strata were also oppressed by the ruling class---the slave-owners---in a spec:lie form.
For all its severity, the slave-holding formation marked, in many respects, an advance over the primitive communal system and a new stage in the development of human civilisation. Up to a point, the use of vast masses of slaves stimulated economic progress, helped to create a sizeable volume of material goods, to build roads, relatively large cities, develop navigation, etc. Oustanding works of literature and art were created under the slave-holding system in Ancient Greece, Rome and other Western and Eastern states.
But the slave-holding formation contained within itself contradictions whose development was bound to lead to its destruction. Indeed, at a definite stage in the development of the slave-holding society, the specific feature of slave labour became most pronounced: it was the lack of any incentive for the slave to increase the productivity of his labour. The dominant type of relations of production increasingly slowed the growth of the productive forces. Up to a point, this organic defect of the system was compensated by an increase in the number of slaves through wars of aggrandisement. But there was, naturally, a limit to this possibility. The attempt to intensify the exploitation of the slaves inevitably induced them to resist and stage fierce uprisings for their right to live in freedom. The last cytadel of the slave-holding formation, Western Rome, weakened by the unceasing struggle between slaves and
52slave-owners, fell in the fifth century A.T), under the blows of Germanic and Slavic tribes.
At the beginning of Ihe third century A.D., in a period when Lhe slave-holding society was already in the grip of a crisis, early feudal relations of production began to take shape as a sector within the entrails of the moribund society. In pursuit of economic gain, some slave-owners broke up their lalifundia into smaller tracts and gave these to liberated slaves who were to remain attached to the soil and to pay a cash rent. Subsequently, cash rent was replaced by or supplemented with the payment by the former slaves of a part of their crop to their masters and a duty to expend a sizeable part of their labour in cultivating the farmland of their masters. That socio-economic institution has gone down in history under the name of the colonus system, while the freed slave, together with the small free-born tenant who shared his economic and social lot, was called colonus. That was the pre-history of the feudal socio-economic formation.
Before briefly describing the feudal formation, let me note a peculiarity of historical development. Marxism lias never asserted that all countries and peoples must pass through every socio-economic formation. There have been many instances in history when some country, for many objective reasons, advanced towards feudalism by-passing the slave-holding formation. In our day, we have witnessed the advance of some countries to socialism by-passing the capitalist formation. What is a uniformity is the rise from lower to higher formation, but, as I have said, the passage by all countries of all pre-socialist formations in not imperative.
Now for a description of some of the more essential features of the feudal society, a highly important phase in human history.
Under the relations of production on which the feudal society is based, the feudal lord fully owns the means of production and partially also the serf, who has to work for the former, while also working his own plot of land. The feudal lord had the right to sell or give away his serfs, and to buy others, but the law did not allow him lo kill them.
The establishment of feudal relations, which provided, as compared with slavery, some incentive to work and iiu-
53provement of the implements of labour, was an important landmark in the advance of history. Alongside the main contending classes in the feudal society---the feudal lords and the peasants---there were also artisans, an emergent urban bourgeoisie, and a working class.
The history of feudalism is shot through with sharp struggle of the oppressed peasantry against the ruling class of feudal lords. All the other social sections of the "third estate" were in varying degrees involved in that struggle, and at a definite stage (especially in the European countries) the then progressive bourgeoisie began to play a leading role in the mass struggle.
Feudalism, like other socio-economic formations, passed through various stages of development. Wilh time, the emergent social organism entered upon a stage of stagnation and became a reactionary social system.
Like all the preceding and subsequent socio-economic formations, the substance of feudalism, of the feudal mode of production acquired specific features in various countries and regions of the world. These features were to be found in the basis and to an even greater extent in the politico-juridical and ideological superstructure of the feudal society.
The establishment of feudalism was marked by fresh advances not only in the sphere of politico-juridical relations (as compared with the slave-holding society), but also in literature, painting, architecture, music, and so on. Engels was well justified in saying that it was wrong to regard feudalism as a whole as an epoch of stagnation.
The dominant political and juridical superstructure of the feudal society safeguarded the vital interests of the secular and spiritual feudal lords. But ideas and organisations with an edge against feudalism, against the feudalclerical ideology were thrust into the contradictory superstructure of the feudal society. As feudal relations developed the ruling class sought to intensify the economic plunder of the peasantry and other oppressed social strata. The ceaseless peasant disturbances, uprisings, and peasant wars, both in the West and in the East, like the Jacquerie in France in the 14th and 15th centuries, the peasant war in Germany in the 16th century, the peasant war under Pugachyov's leadership in Russia in the 18th century, and other mass peasant acts against their masters were duly
formalised in ideological terms. Thus, there were widespread efforts to expose feudal inequality and oppression through references to biblical texts and the precepts of early Christianity. Frontal attacks were directed at the established Christian Church, which referred to other Biblical texts to justify the acceptance of the feudal system and urged the peasants to resign themselves to submission to their masters.
Radical spokesmen for the anti-feudal opposition, like Thomas Miinzer (1490-1525), the leader and theorist of the peasant and plebeian camp during the peasant war in Germany, stood close to atheism, denying the very idea of a life after death, and insisted on the right to use force to establish justice.
Subsequently, as the internal contradictions of feudalism sharpened, a powerful anti-feudal Enlightenment movement got under way in Western Europe in the 17th century, and especially in France in the 18th century. In a concerted effort, the best minds of the period, among them Meslier. Montesquieu, Voltaire, Rousseau, Diderot, Helvetius and Holbach, exnosed the whole system of feudal relations and the feudal-clerical ideology, and disposed of the sacrosanct feudal values. We already know that this powerful intellectual movement had an immediate effect on the course of history and stepped up the collapse of feudalism in France and in many other countries.
As a result of an entire revolutionary epoch, capitalism confidently and for good overcame and ousted feudalism in many of the leading countries of the world. This revolutionary transition was prepared by long evolutionary social development. Beginning with the 14th century, the embryos of the capitalist socio-economic formation, under which the basic means of production passed into the hands of the bourgeoisie, gradually took shape within the entrails of the feudal society. Under capitalism, commodity production becomes universal and predominant. Labour power itself becomes a commodity and is bought and exploited by the bourgeoisie. The appropriation of the surplus labour of the worker deprived of all the means of production becomes the chief source for the enrichment of the bourgeoisie, which in various forms also exploits the other toiling sections of town and country.
Marxism put a high value on the role of capitalism in
54 55the rapid development of the productive forces and the establishment of an industrial civilisation with its production facilities that could well have been regarded fantastic at the earlier stages of historical development. The important advance in the scientific cognition of the world and in the improvement of technology and its application to production are connected with the emergence and development of capitalism. Capitalist society, especially during its rise, helped to create great cultural values in art, literature and every other sphere of spiritual creative endeavour.
As compared with the preceding social structure, capitalism proved to be an important stage in social progress not only in the economy but also in the socio-political sphere. Despite its limited and inconsistent nature, bourgeois democracy was undoubtedly a marked extension of individual civil rights, as compared with the feudal-estate system and its juridical relations and institutions.
But what has been said should not obscure the fact that the progress effected by capitalism in the sphere of production was attained at the price of ruthless exploitation of millions upon millions of people who were deprived of the means of production and were forced to accept wage slavery. The lion's share of the goods produced under capitalism went to a small minority of those who had amassed fantastic fortunes. When considering the progress effected by capitalism, one should also bear in mind the ruin of many millions of peasants, the savage plunder of the colonial peoples, and the bloodshed in the local, regional and world wars of aggrandisement.
From the outset, the bourgeois state safeguarded the interests of the ruling class and used every means---violent and peaceful---to protect, consolidate and idealise the bourgeois order. The mass media, which are designed to inform the people but are actually instruments of misinformation. have had and continue to have an important role to play in this effort. With the advent of imperialism---the highest stage of the capitalist society and simultaneously the starting point of its decline---the politico-juridical and the dominant ideological superstructure of the capitalist system fully revealed its reactionary nature and became an instrument for fighting social progress.
As in all the earlier class formations, the superstructure under capitalism is also contradictory, and includes many
56incompatible ideas and institutions. I have already noted the role of the revolutionary organisations of the workingclass and of the Marxist ideology in preparing the transition from capitalism to socialism.
In contrast to other class formations, lite communist socioeconomic formation and socialism, its first phase, do not take shape spontaneously within the bourgeois society. But tho growing social character of production under capitalism, the shaping and strengthening of the working class and its communist vanguard, and the emergence of a strong alliance between the proletariat and other oppressed social sections of capitalist society provide the most important con ditions for transition to socialism.
The socialist revolution puts an end -whether peacefully or violently---to the domination of the outgoing system and paves the way for a communist society.
Under both phases of the communist formation, there is social property in the means of production and no exploitation of man by man. The capitalist anarchy of production with attendant crises, economic recessions, inflation, and so on, have no room for existence in a society where all the basic means of production are concentrated in the hands of the socialist state, which effects the planned and proportional development of all the sectors of the economy. the social structure and culture. Socialist economic planning does away with unemployment and the worker's fear of the future, which are a curse of the working class under capitalism.
In the first phase of communism, the values which are created are distributed among tho producers in accordance with the quantity and quality of their labour. Socialism, the first phase of communism, goes through several stages of development, When it reaches the stage of maturity, il gradually grows into communism. In that phase, distribution of the goods produced will not, bo effected in accordance with the quantity and quality of a person's labour, but according to his need. The abundance of goods produced by means of a powerful prod uc I ion mechanism with the most extensive use of scientific and technical achievements will help fully to meet man's growing requirements. At the same time, man fostered in the communist spiril will work to the full extent of his abilities.
In the second phase of communism, social classes and
57class distinctions, together with the politico-juridical part of the superstructure, will completely disappear. Juridical norms will give way to moral norms, while the state will wither away to be replaced by communist self-- administration. The fulfilment of this task is quite naturally connected with the total disappearance of imperialism and any potential imperialist aggression.
The epoch of triumphant communism will be marked by a high level in the development of forms of social consciousness like philosophy, ethics and aesthetics, permeated with the most consistent and vigorous humanism, love and respect for comprehensively developed man.
The triumph of communism completes the formation type of development in the history of mankind, because there can be no other, more perfect type of property than social property as the basis for the relations of production in some post-communist socio-economic formation. That is not to say that the triumph of communism will mark the end of historical progress. There is no doubt that evolutionary and revolutionary development will continue along an upgrade, but it will be free of political struggle and social cataclysms.
3.
When reflecting on the course of history and reproducing the main phases of development---socio-economic formations---one must take care to avoid any possible oversimplification. We already know that not all the peoples have gone through every phase of pre-communist social progress. It is an incontrovertible truth that some countries have by-passed this or that formation. While rejecting the oversimplified pattern in the succession of formations, one needs to be warned against another possible error. The point is that one and the same formation, with its basic and essential uniformities, is realised in the various countries and regions of the world with its specific features. I have already said this, but the question needs to be considered in somewhat greater detail, because the critics of Marxism, whether consciously or through ignorance, ascribe to it the advocacy of a rigid monotony in the emergence, development and disappearance of socio-economic formations, the idea of a deadening stereotype which is,
58in fact, totally alien to the dialectical nature of the Marxist theory. It regards the world not only in the process of its eternal development and renewal, but also in all its diversity.
There has been no instance in history when a socio-- econoinic formation has been identical in every way in various countries at different stages of historical development. The general uniformities of one and the same formation, as we shall subsequently see, have always manifested themselves in peculiar forms. This diversity of forms in whicli the same formation takes shape and exists does not, of course, give any grounds for casting doubt on its existence, and on the general uniformities and qualitative characteristics which are proper to it alone.
We have seen that every socio-economic formation has a number of general, fundamental indicators. Where these are absent, the formation itself does not exist. Thus, it is impossible to imagine the existence of capitalism without the concentration of the basic means and instruments of production in the hands of a relatively small minority, the capitalists, without wage labour, without the appropriation of surplus value by the minority, without juridical institutions and the state, which safeguard the capitalist form of exploitation of labour, without bourgeois ideology. which uses diverse means to idealise and justify the bourgeois economic, social and political system.
There is no doubt about all that, but what is also unquestionable is the fact that the essential and characteristic general uniformities of any formation are manifested in some specific form with various specific features in different ethnic and social environments.
Lenin believed that the scientist's task was "to proceed from the description of social phenomena (and their evaluation from the standpoint of an ideal) to their strictly scientific analysis, which isolates, let us say by way of example, that which distinguishes one capitalist country from another and investigates that which is common to all of them".^^1^^
The dialectic of tho general and the particular permeates the whole of the historical process and the history of any
~^^1^^ V. 1. Lenin, "What the 'Friends of tlie People' Are and How They Fight the Social-Democrats", Collected Works, Vol. 1, p. 140.
59socio-economic formation. Here, there is no particular without the general, while the general is expressed through the particular. No socio-economic formation is manifested in ``pare'' form. It is necessarily revealed in different forms. Varieties of a socio-economic formation will be found to exist with different modifications dictated by time and circumstances.
History testifies that no mode of social production constituting the basis of a socio-economic formation has ever been established in the same form everywhere. Summing up this specific feature of social development, Marx wrote: "The same economic basis---the same from the standpoint of its main conditions- -due to innumerable different empirical circumstances, natural environment, racial relations, external historical influences, etc., [may show] infinite variations and gradations in appearance, which can be ascertained only by analysis of the empirically given circumstances." '
Emphasising the crucial importance of general features and general uniformities in the development and functioning of a given formation, Marxism urges consideration of the diversity of forms in which it takes shape in the va rious countries. Such an approach reproduces the actual historical process and is borne out by it.
To begin with, let us say that in virtue of social and natural conditions, the primitive communal system, based on the common ownership of the means of production and free of classes and class antagonisms, assumed highly peculiar forms in various regions. These peculiarities were so substantial that some peoples advanced from the primitive communal system to the slave-holding society, and others on to feudalism.
The study of the slave-holding formation shows how diversified it was in time and space. Now and again it is even hard to refer to one and the same formation the slaveholding despotisms of the Ancient East and the slave-- holding systems of classic Greece and the Republic of Rome in its latter period. Still, these are all varieties of one and the same slave-holding formation, of one and the samo
type of property, and one and the same typo of slave-- holding relations of production.
Feudalism vies with the slave-holding society in the diversity of the forms in which it originated and existed, ll had a different face in Europe, Asia and Africa, and on other continents. In Western Europe itself, it is hard to find quite similar forms in the organisation of feudal society in England, France, Germany, Italy, Spain and other countries of this region.
One reason for the existence of the different versions of feudalism was the fact that in some countries ( Byzantium, Italy, France, and Spain, among others), feudalism began to take shape within the slave-holding society. This naturally left an imprint on the feudal relations in these countries. Feudalism had a different face in countries which had by-passed the slave-holding formation (Russia, Poland, the Baltic region, Germany, England, the Scandinavian and other countries). The transition to feudalism by-passing the slave-holding system predetermined the socio-economic difficulties in the development of feudal relations, the relarding effect of the communal system, tribal ties, etc. In other countries (China, Japan, and others), feudal relations combined with survivals of slave-holding.
Let us take a closer look at Byzantine feudalism. It differed so markedly from feudalism in the West European countries that some scientists have even denied its existence. The Soviet student of Byzantium, Z. V. Udaltsov, says: "Now and again a great divide is run between Byzantium and the West. Byzantium is heavily `orientalised', and brought closer to the countries of the East. Some researchers present the role of the Byzantine state in a hypertrophied form, depicting it as being just short of an Eastern despotism, exaggerate the development in Byzantium of state property in land, of state forms of exploitation of the peasants, and a centralised rent in the form of a tax. Byzantium's ruling class is regarded not as a class of feudal lords, whose material well-being and political influence rested on feudal landed property and exploitation of the dependent peasantry, but as a class of civil servants representing the echelons of a state bureaucratic apparatus." ' By minimising the development of feudal prop-
~^^1^^ See: Problems of the Socio Economic Formation, Moscow, 1975, p. 127 (in Russian).
61~^^1^^ K. Marx, Capital, Vol. Ill, A Critique of Political Economy, Progress Publishers, 1977, p. 792.
60erty and the seignorial form of exploitation and, conversely, exaggerating the absence of any developed feudal hierarchy and a clearly expressed vassalage, one will easily come to deny the existence of feudalism in Byzantium and to associate its socio-economic system with a variety of the slave-holding society, with the so-called "Asiatic mode of production". Actually, Byzantium had a type of feudal society, because the main economic relations were relations between a ruling feudal elite, which owned most of the land, and an exploited peasantry.
Considering this diversity of forms in which the feudal socio-economic formation originated and existed, Engels wrote: "Did feudalism ever correspond to its concept? Founded in the kingdom of the West Franks, further developed in Normandy by the Norwegian conquerors, its formation continued by the French Norsemen in England and Southern Italy, it came nearest to its concept---in the ephemeral kingdom of Jerusalem, which in the Assises de Jerusalem left behind it the most classic expression of the feudal order." '
This insists on the important idea that the substance (concept) of feudalism cannot be fully expressed in the particular and the individual. It is useless to look for some "pure feudalism" that is always and in all things identical with itself. Elaborating on this idea, Lenin emphasised that there are no ``pure'' phenomena either in nature or in society, and there can be none---"that is what Marxist dialectics teaches us, for dialectics shows that the very concept of purity indicates a certain narrowness, a onesidedness of human cognition, which cannot embrace an object in all its totality and complexity".^^2^^
At a higher stage of history, the diversity in the emergence and development of formations tends to be reduced, but the different ways in which one and the same formation is shaped and exists in the various countries can never disappear. This is borne out by the emergence and existence of capitalism. The transition to bourgeois society was highly peculiar in England, the Netherlands, France, Germany, Russia, the United States, Japan and other coun-
~^^1^^ Karl Marx and Frederick Engels, Selected Correspondence, Progress Publishers, Moscow, 1975, pp. 458, 459.
~^^2^^ V. I. Lenin, "The Collapse of the Second International", Collected Works, Vol. 21, p. 236.
62tries. Analysing the actual process in which the capitalist system, which is identical in nature in the various countries, Marx had good grounds to say that the history of the emergence of capitalism "assumes different aspects, and runs through its various phases in different orders of succession and at different periods". '
This is borne out by the specific formation of capitalism in England and in France. The struggle of the English bourgeoisie for power against the ruling feudal class was carried on through compromise. A section of the English feudal lords, known as the "new gentry", went in for capitalist economic activity, sided with the bourgeoisie on many issues, but did not, of course, give up some of its feudal privileges. The "glorious revolution" of 1688-1689 was a typical compromise between the big bourgeoisie and a large section of the landed aristocracy. The subsequent establishment of capitalism in England ran through a gradual overcoming of feudal relations and institutions, whose survivals will be found to this day in the form of the constitutional monarchy, the House of Lords, and so on.
In France, the abolition of feudal relations was effected in sharper struggle between the bulk of the bourgeoisie, supported by the people, against feudalism and the absolute monarchy. For many reasons, the French bourgeoisie of the late 18th century dared to lead a popular revolutionary movement against the reactionary feudal order and to eradicate them. It is true that after the 1789-1794 revolution attempts were made to restore feudal relations and the monarchy, but these attempts did not and, in fact, could not succeed.
In North America, capitalism took shape in conditions that were very different from those in which bourgeois relations took shape in Britain, the Netherlands, France and other countries and regions of the world. In the country subsequently to be known as the United States, there were no feudalism or feudal obstacles to the development of capitalism. The slave-holding relations in the south of the country were abolished in a relatively short while. This necessarily had an effect on the specific features of US capitalism and determined its rapid development.
~^^1^^ Karl Marx, Capital, Vol. I, Progress Publishers, Moscow, 1977, p. 670.
63Jn Russia, as Lenin showed so fully and with such depth in his The Development oj Capitalism in Russia, bourgeois • relations took shape in the face of a multiplicity of feudal and serf institutions. He wrote: "In no single capitalist country has there been such an abundant survival of ancient institutions that are incompatible with capitalism, retard its development, and immeasurably worsen the condition of the producers, who 'suffer not only from the de- ; velopment of capitalist production, but also from the incompleteness of that development'." '
The formation of capitalism in Germany, Austria, Italy, Japan and other countries also bears out the dialectic of the general and the particular in the emergence and development of the capitalist society.
Experience shows that as the socio-economic formation develops and consolidates, there is a tendency for its specific features in the various countries to be toned down, although they remain in various forms and proportions. The United States, Britain, France, Italy, Norway, Sweden, Japan and other developed capitalist countries all have their specific features, and these are expressed in the preservation of survivals of feudal relations, the level of scientific and technical achievements, the size of the national- i ised sector of industry, the balance between industry and agriculture, the sharpness of socio-class antagonisms, and so on.
It is not only the basis but also the superstructure that reveals the socio-economic formation to be coherent in substance and diverse in the forms in which it originates and exists. Thus, bourgeois political and juridical relations, which are identical in class substance, are fairly checkered in the various capitalist countries. Different forms of state administration may be erected on the same capitalist basis: the monarchy, the constitutional monarchy, the bourgeois-democratic republic, and the fascist state. There is * even greater diversity within the bounds of the bourgeois ideological superstructure.
The Marxist-Leninist theory urges an in-depth study of the specific features of the capitalist formation in the various countries and regions of the world, at various stages of historical development, and requires precise considera-
~^^1^^ V. I. Lenin, "The Development of Capitalism in Russia", Col- i lected Works, Vol. 3, p. 599.
64tion of the socio-economic contradictions and the balance of the contending forces in the concrete country and concrete conditions. This realistic approach, which reckons with the dialectic of the general and the particular in the development of the capitalist society today, helps to work out an effective programme for a transition from the obsolete capitalist relations to the new socio-economic formation.
In conclusion, one must consider the question of whether the dialectic of the general and the particular applies to the emergence and development of the communist formation, notably, its first phase, socialism.
The fact that socialism does not take shape spontaneously within the entrails of the capitalist society but is built in accordance with the laws of social development is of exceptional importance. This is a totally new phenomenon in the history of social progress. But this unique phenomenon in the development of socio-economic formations does not invalidate the truth that because of the uneven development of capitalism and for many other objective reasons the nations pass on to socialism at different periods and from different levels of socio-economic, political and cultural development.
Experience has refuted Kautsky's vulgar mechanistic theory of the productive forces, which sought to determine the possibility of transition to socialism only from a pedantically fixed stage in the development of the productive forces. With that kind of approach, countries should advance to socialism from a unified level of economic development. From this it logically followed that the very process of socialist construction had to be unified as well. It will be easily seen that Kautsky's scholastic approach in effect eliminated the dialectic of the general and the particular in the formation of socialism and cancelled out the question of the diversity of roads leading to it. These erroneous views were imposed on the working-class movement in the epoch of imperialism, at a time when uneven development of the capitalist countries was becoming ever more pronounced, further deepening the differences in the nations' transition to socialism.
Lenin showed the uneven development of capitalism and proved that socialism could triumph even in one individual country, and in so doing naturally gave close attention to
5-0642
65the dialectic of the general and the particular in the transition to socialism.
While emphasising the epoch-making importance of the (Ireat October Socialist Revolution and the objective and general uniformities in the transition from capitalism to socialism which it embodied, Lenin did not believe that all the forms and methods of struggle used in Russia had necessarily to be applied in other countries advancing to socialism. He warned against any thoughtless mechanical imitation in other countries of the means and methods of struggle which had so brilliantly justified themselves in the course of the revolution in Russia. In one of his speeches Lenin said: "The revolution in Italy will run a different course from that in Russia. It will start in a different way... . We never wanted Serrati in Italy to copy the Russian revolution. That would have been stupid. We are intelligent and flexible enough to avoid such stupidity." '
The dialectic of the general and the particular in the transition from capitalism to socialism, which Lenin so clearly formulated, shows how the truth is distorted by those who insist that Lenin and the Communist Party of the Soviet Union have tried to impose the "Russian experience" on other countries, to make them repeat in every detail Russian ways and means of taking power and building a socialist society. Others have written more grossly about some ``export'' to other countries of the Russian revolution with all its attributes. Lenin showed these inventions to be primitive and trite. He wrote: "There are people who believe that revolution can break out in a foreign country to order, by agreement. These people are either mad or they are provocateurs. We have experienced two revolutions during the past twelve years. We know that revolutions cannot be made to order, or by agreement; they break out when tens of millions of people come to the conclusion that it is impossible to live in the old way any longer.''~^^2^^
The scientific premise according to which the formation of socialism assumes diverse forms was first borne out in practice by the experience of the USSR.
~^^1^^ V. I. Lenin, "Third Congress of the Communist International" Collected Works, Vol. 32, pp. 465, 466.
~^^2^^ V. I. Lenin, "Fourth Conference of Trade Unions and Factory Committees of Moscow, June 27-July 2, 1918", Vol. 27, p. 480.
66The Communist Party and the Soviet state, having taken the road of socialist construction in the USSR and being consistently guided by a knowledge of the general uniform ities in the development of socialism, also reckoned with the specifics with which these uniformities are manifested in the various parts of the country with different levels of economic, social, political and cultural development.
The emergence of the world socialist system has once again confirmed the dialectic of the general and the particular in socialist construction and provided an opportunity for developing this dialectic and expressing it in concrete terms. It proved that Lenin was right in saying that the dictatorship of the proletariat, which had one substance, may assume new forms in accordance with the specifics of the economic and socio-political development of the various countries. Indeed, in Bulgaria, Czechoslovakia, the German Democratic Republic, Hungary, Poland and other socialist countries, the dictatorship of the proletariat assumed the form of a people's democracy. In some socialist countries, there was no need to deprive the members of the overthrown exploiting classes of their electoral rights. In contrast to the Soviet Union, the concrete conditions in some socialist countries made it possible to have a multiparty system. The forms and periods in which large-scale private property was abolished in the cities differed from country to country.
Consequently, it is right to say that it is a universal sociological uniformity for socio-economic formations to have a single substance and a diversity of forms. Such an understanding of the problem prevents one from regarding varieties of a single formation as independent social organisms and also from ignoring the truth that every socioeconomic formation has its specific features of origination and development in the various countries and regions of the world.
This dialectical approach, when applied to the socialist society, is aimed against the Maoist unification of socialism on the Chinese model, and also against the various inventions concerning the possibility of national or regional socialisms which, at closer inspection, have nothing in common with the scientific view of existing socialism.
Chapter four
HISTORICAL PROGRESS AS A SUCCESSION
OF SOCIO-ECONOMIC FORMATIONS t
our faces. It is not surprising therefore that men want to discern the face of the future, some with fear and others with justified or groundless hopes.
All are more or less agreed that there are now rapidly growing dangers which, if left spontaneously to develop, could indeed jeopardise the very existence of human civilisation. There is the danger of thermonuclear war, the contamination of the environment, the overpopulation of the globe, and the death from starvation of hundreds of millions of people. These are terrible dangers, and no one denies that they are real. The disputes start at the point where it is necessary to determine the means for averting these calamities and mapping out the perspectives for mankind's future existence and development.
There is a sharp clash of incompatible prognostications concerning the present situation and mankind's future. Marxism-Leninism believes that mankind can make real progress by advancing to a classless communist society. Anti-Marxist concepts claim that the problem can be solved by improving capitalism under some spurious name. This ideological confrontation will be dealt with later. Let us now consider briefly the historical shaping of the concept of social progress.
1.
The idea that social life undergoes change, thai wars and revolutions alter the face of states, and thai there is a succession of forms of economic activity, political administration, mores, customs, religious creeds, aesthetic standards, etc., this idea was expressed long before the science of society originated. The idea that social relations and institutions tend to change was variously reflected in the chronicles of history.
Long before the lifetime of Karl Marx, some thinkers also recorded another social phenomenon: not only docs social life tend to change, but such change is oriented and, on the whole, tends to run on an upgrade. It was noticed that primitive implements of production give way to improved and more productive ones, while (he primitive forms of social and political life give way to more complicated and rational ones. What was most obvious was progress in culture and science.
What has been said above warrants the conclusion that historical progress consists in the replacement of a socioeconomic formation that has outlived itself by a new formation which surpasses the old one in the key economic, social, political and cultural criteria.
This question needs to be considered at greater length. It is safe to say that the problem of social progress is a key one in the contest between ideological trends in our day. What is at issue is not only the substance of social progress, its motive forces and its immediate and long-term prospects. The very existence of progress is being sharply debated. Perhaps it is nothing but a figment of the imagination of social romantics? Is not mankind perhaps moving along a downgrade and is not the twilight of human civilisation at hand? Perhaps the saying "God is dead" should be supplemented with a statement "Mankind is dying''?
These dark apocalyptic visions, which will be considered later, this tolling of the bell for mankind and suggestion of various similes, like that of the locomotive which is rushing headlong to a point at which the rails end, clash with optimistic predictions about the future.
Let us say in advance that in no period of human history has the question of the future so agitated the minds of men as it does today. Why is there such a heightened interest in what is not and in what should be? It is perhaps the fact that this future is not too remote. Indeed, the unprecedented pace of social development and the rapid advance of the scientific and technological revolution tend steadily to reduce the distance between the present and the future. Tomorrow does not lie somewhere beyond the misty horizon of our consciousness and vision. Tomorrow is not something that lies in store for our grandchildren and great-grandchildren. Tomorrow is at hand. It intrudes into our reality and we can feel its breath in
68The idea of progress was quite clearly formulated by progressive bourgeois social thinkers like Turgot, Condorcet and Herder, and became the predominant one for many decades of the 19th century. That was a period of capitalism's rapid rise so that the idea of social progress appeared to be quite natural for many bourgeois social thinkers.
But pre-Marxian sociology was unable to show the true substance and motive forces of historical progress and its perspective. Taking the idealistic view of history, it looked to spiritual principles, to the endless capacity of the human mind for improvement (Turgot, Condorcet) for explanations of the upward development of social life. Thus, in his Outlines of a Historical Picture of the Progress of the Human Spirit, Antoine Condorcet assumed that the improvement of human society is as boundless as the flight of human thought itself. He argued that there were no limits to the development of mankind's creative potentialities: "Man's capacity for improvement is truly boundless. Henceforth, progress in this perfectability is independent of any power wishing to arrest it." ' He believed that this was the basis for the uninterrupted historical progress in every sphere of social development. According to Hegel's view, historical progress was an expression of the spontaneous development of the absolute World-Spirit.
In accordance with the idealistic premise, the criterion of progress was also discovered in other spiritual phenomena, in the level of development of this or that form of social consciousness: science, morality, law, the religious consciousness, etc. But what determined these forms of social consciousness and the degree of their development remained unexplained.
Another essential defect of many pre-Marxian concepts of social progress was the undialectical consideration of the ascent of social life. Social progress was regarded as smooth evolutionary development, without revolutionary leaps or movements in reverse. It was seen as uninterrupted ascent along a straight line. Such a view was most pronounced among the philosophers of established capitalism. Thus, Auguste Comte and Herbert Spenser ignored the contra-
dictory antagonistic nature of contemporary social progress, and regarded the struggle of the oppressed classes against the bourgeois system as a ``malaise'' and an obstacle lo the development of civilisation.
Finally, pre-Marxian sociology confined social progress to the framework of the capitalist socio-economic system. The ascent of history was identified wilh l.lie allegedly endless improvement of capitalist relations. Hence the conclusion that any attempt to go beyond the bounds of the bourgeois society was regressive and, in effect,, futile.
We shall see later that all the main mistakes and effects of pre-Marxian social thinking about progress have been inherited and compounded by present-day bourgeois social science.
Marxism overcame these serious mistakes and misconceptions, which were inherent in the pre-scientific notions of historical progress, and discovered the true substance of progress, regarding it as an upward succession of socioeconomic formations that was objective and law-governed.
The founders of Marxism rejected the abstract approach to the question of historical progress, just as they refused to discourse on society in general terms. Marx warned specifically that "the concept of progress is on the whole not to be understood in the usual abstract form".^^1^^ Such an approach meant that phenomena which were progressive in one historical epoch, like the capitalist mode of production, became conservative and reactionary in another epoch. The Marxist requirement of concrete analysis makes one look for the specific elements of progress in the historically transient socio-economic formations.
The succession of socio-economic formations host illustrates historical progress. We have seen that all the formations preceding communist necessarily, one after another, paved the way for their own negation because at a definite stage of development the historically limited type of relations of production dominant in this or that formation came to slow down the development of the productive forces, so paving the way for their own decline, cause the new formation gave room for much faster of the productive forces.
~^^1^^ Condorcul, Esquisse I'esprit humain, p. 4.
7Q
d'uu tableau hisloriqne des progriis
de
~^^1^^ Karl Marx, A Contribution In tin- CrUiijUi: uj Political Ki:<nion> u Progress Publishers, Moscow, 1970, p. 215.
These developed at an ever faster rate. Thus, the stone implements of Chelle culture did not change over a period of nearly 500,000 years, but the transition from steam engines to electric motors took less than 100 years. It took even less time for the switch to the early phases of the industrial use of atomic energy.
Advance in the development of the productive forces induces progress in the development of the relations of production, social institutions, and the spiritual development of society.
The accelerated development of the productive forces is no doubt ultimately connected with the pace of the development and succession of socio-economic formations. Thus, the primitive communal system existed for hundreds of millenia, the slave-holding system, for over 4,000 years, and capitalism in many countries, for only a few centuries.
The development of the socialist society has most clearly shown this acceleration of social progress: it took less than a half-century to build a developed socialist society in the USSR.
This advance will be seen not only in the transition from one socio-economic formation to another, but also within the framework of each formation. Does this mean that throughout its existence every socio-economic formation develops along an upgrade? This is not true of antagonistic-class formations, which at a definite stage of their development cease to be progressive and tend increasingly to slow down the course of history, as it will be clearly seen from the history of capitalism, especially at the imperialist stage of its development. Of course, in the epoch of imperialism there is also a growth (now and again very rapid growth) of the productive forces and of scientific and technical knowledge, and their application in industry, but on the whole capitalism is regressive, engendering destructive forces which jeopardise the very existence of mankind. At its imperialist stage, capitalism blocks the transition to a new social system, which is capable of using the powerful productive forces of society in the interests of the whole people, instead of those of a small minority, for the most rapid economic, socio-political and cultural development of the whole of society and of every individual. The ascent from an old socio-economic formation to a new
n
one is a leap from one qualitative state of society to another, which is fundamentally new. This transition, as we shall see below, is an epoch of social revolution, when the old order is broken down and a new one emerges.
At every stage of history, reactionary class forces, defending the bankrupt order, have resisted historical progress by every means at their disposal. But, as history shows, no reactionary social class has managed to stem mankind's ascent. These efforts have done no more than merely delay for a long time the triumph of the new social system, the new socio-economic formation.
The forces of the advanced social formation work to overthrow the old order, but this should not be seen as a complete rejection of the values created under the old social relations. The process here is a dialectical negation, a negation of the old system, with a retention and multiplication of all its positive material and spiritual advances. Thus, historical progress is not a mere succession of socio-economic formations, but a succession in which the new formation surpasses the old one in every basic indicator: labour productivity, social and political organisation, production of spiritual values, and elaboration of more advanced and lofty norms of morality.
The ascent from one socio-economic formation to another should not be seen as implying that with the emergence of the new and more progressive formation, the old one disappears everywhere and at the same time. This is a complicated and protracted process. The coexistence of different formations is a well-known fact and, in a sense, a general sociological uniformity. Long after it was established, capitalism continued to coexist with feudal countries even in Europe itself. Similarly, socialism now coexists not only with the capitalist system, but also with countries which are at a lower level of social development. What does this suggest? It merely suggests that social development is uneven, and that historical progress is not straightforward. Sooner or later, moribund social structures inevitably leave the historical scene.
Let us note that Marxism-Leninism does not connect its scientifically grounded ideal with the establishment of the communist formation all over the world by means of violent revolutions or civil wars. Because it is intrinsically humanistic, it prefers a peaceful socialist revolution lo effect a
progressive and noble cause like the concentration of the full plontitude of power in the hands of the working class and all the other working people, and the transfer of the means of production created by the people's labour to the people themselves. In Russia, as in other countries, the counter-revolutionary forces took up arms and started a civil war in an attempt to retake the state power, which the working class had, in effect, won by peaceful means. In these conditions, the revolutionary forces, quite naturally, had to counter force with force.
Marxism-Leninism not only insists that the coexistence of socialist and capitalist countries is inevitable, but firmly and consistently stands for the coexistence of countries with different social systems. As I will show later in detail, it rejects---as a matter of principle---any "export of revolution" and forcible imposition of the socialist system on other states, and the use of wars between countries to effect the ascent from capitalism to socialism. Lenin said on many occasions that socialism must win by the power of its example, by demonstrating in practice that it has incontestable advantages over capitalism.
There should be no superficial judgement about historical progress. The development of the productive forces is, of course, the most important condition for social progress, but this truth should not be oversimplified, for spiritual culture can in some instances run ahead of the development of the productive forces. Let us recall, for instance, that the development of the productive forces in 19th-century Russia lagged well behind that of some of the capitalist countries, but that did not prevent it from producing great thinkers, revolutionaries, poets, novelists, composers, artists, scientists and inventors. The point is that the development of culture (and of all superstructure I phenomena generally) should not be linked directly with the level of the productive forces in a country outside the context of the relations of production, of the mature social antagonisms, and of the class and national contradictions. Conversely, a high level of development of the productive forces does not necessarily have to go hand in hand with a similarly high level of spiritual culture. Thus, a relatively high level in the development of the productive forces under monopoly capitalism tend« to slow down the production of aesthetic values, which give way
to ersatz values like "mass culture", growing immorality, and so on.
Superstructural phenomena are known to be relatively independent of the economy, and now and again, this independence can be most pronounced. As regards art, Marx said that some of its peaks by no means correspond to the "general development of society; nor do they therefore to the material substructure, the skeleton as it were of its organisation".^^1^^
Marxism-Leninism, while insisting on the progressive nature of subsequent formations as compared with earlier ones, warns against any simplistic view of this proposition. The new formation does not necessarily surpass the old one in every form of culture. Thus, in some areas of spiritual culture (like philosophy) the feudal society did not match the slave-holding society, but there is no reason to assume that on the whole the transition from the slave-holding society to feudalism meant a regressive movement. Engels rebuked the Enlighteners of the 18th century for regarding the Middle Ages as a mere interruption of history. "The great progress made in the Middle Ages---the extension of the area of European culture, the viable great nations Inking form there next to each other, and finally the enormous technical progress of the fourteenth and fifteenth centuries---all this was not seen.''~^^2^^
Historical progress is inconceivable without a continuity between the old and the new formation, between the past and the present, between the present and the future. In this historical relay, generations and peoples pass on to others all of their basic, vital values. But have all the cultural values been involved in the overall tide of historical advance? History says no. For many reasons, for instance, because of geographical remoteness, extreme unevenness in the economic and cultural development of the peoples, it now and again happened in the past that values created in some ethnic medium remained confined to it and disappeared with it. We shall show below that some philosophers and historians have produced anti-progressive conceptions according to which the history of mankind appears
~^^1^^ Karl Marx, A Contribution to the Critique of Political Economy, Mosco_w, 1978, p. 215.
``....... Selected Works in llirec
• Karl Marx and Frederick Engels, volumes, Vol. 3, Moscow, 1970, p. 350.
75as a coexistence of isolated civilisations emerging, developing and disappearing without any mutual exchange of values, without an impact on the development of the material and intellectual gains of other peoples. This view clashes with the actual history of mankind.
Let me emphasise once again that when considering progress as an objective law of historical development, Marxism-Leninism warns against any primitive view of social progress as an uninterrupted and straightforward ascent from the lower to the higher. It does so on the basis of an in-depth and all-round analysis of world history, of the character and succession of socio-economic formation and their internal stages of development. The idea of straightforward social progress was abandoned because mankind's history abounds in unexpected turns and reverses, temporary restoration of reactionary regimes, and the role of chance in social life.
The advanced socio-economic formation has ultimately always triumphed over the reactionary and doomed formation which clashes with the vital interests of the people, and which acts as a drag on the development of the productive forces and of new and advanced social relations. But this victory has never been a foregone conclusion and has never run according to some definite schedule. Now and again, circumstances have led to a temporary defeat of the historically progressive forces, slowing down the solution of objectively mature historical problems. The establishment of capitalism shows how labyrinthine and contradictory the shaping of that formation has been. I have in mind the temporary defeats of the progressive forces and the temporary abolition of important gains in the sphere of economic and socio-political relations.
Objecting to the simplistic view of the Marxist doctrine of progress, Lenin wrote: "It is undialectical, unscientific and theoretically wrong to regard the course of world history as smooth and always in a forward direction, without occasional gigantic leaps back." ' This scientific generalisation, which cautions against any interpretation of upward development as an automatic process and against the ignoring of historical chance, is of important theoretical and
~^^1^^ V. I. Loiiin, "The Juniiis Pamphlet", Collected Works, Vol. 22, p. 310.
76practical significance in this epoch of transition from capitalism to socialism. The existence of socialism has shown how hard the reactionary forces have tried to use every means, including war, to destroy the new society in order to reverse the tide of history.
World socialism has all the objective prerequisites for beating back the counter-attacks of imperialism and for winning in the competition with the old system a full and final victory throughout the world. This can be achieved only through the revolutionary activity of millions upon millions of people and purposeful action by the advanced parties.
Vulgar economic materialism regards the course of history, the ascent from one socio-economic formation to another as a purely impersonal and spontaneous process, in which men, with their consciousness and will, are just as unimportant in the maelstrom of social events as grains of sand being driven by the storm. Bourgeois ideologists frequently say that that is the Marxist conception. One of them insists that Marx looked for the will of history in all things, regarding himself as its prophet and interpreter. "History, for Marx, played the role others attributed to divine forces, namely, to lead mankind to the new Eden." i
Since then, other opponents of Marxism have just as insistently ascribed to Marx and Marxism a pure fatalism and providcntialism, according to which history does all, while man is completely in the power of this mystified history.
The fact is that Marx and Engels rejected the fatalistic view of history and of historical progress. In The German Ideology they said something that was totally different from the notions which people like Meyer ascribe to Marxism. Here is what the founders of Marxism wrote: " History does nothing, it 'possesses no immense will', it 'wages no battles'. It is man, real living man who does all that, who possesses and fights; `history' is not, as it were, a person apart, using man as a means to achieve its own aims: history is nothing but the activity of man pursuing his
aims.
`` 2
~^^1^^ Alfred G. Meyer, Leninism, Harvard University Press, Cambridge (Mass.), 1957, p. 291.
~^^2^^ Karl Marx and Frederick Engels, Collected Works, Vol. 4, Moscow, 1975, p. 93.
77The Marxist conception of social progress is aimed not only against the fatalistic, but also against the subjective, idealistic, vohmlarislic view. The latter implies a negation of the objective laws of history, which is why it so easily rejects or accepts its own view of progress, giving arbitrary assessments of its substance and converting great individuals into subject of history who, at will, direct the course of historical events.
2.
We have considered some essential features of the Marxist theory of historical progress. It remains for us to establish its criterion, the essential points on which the progressive nature of one socio-economic formation is established as compared with the earlier one. What are the criteria for distinguishing progressive and reactionary phenomena in human history?
First of all, let us note that social progress is multifaceted and runs in many planes. Every specific sphere of social life---economics, politics, law, morality, art, etc.--- have their own special criteria of development, and these cannot be confused without a loss of the concrete approach to the evaluation of this or that phenomenon.
Thus question arises: is it possible in these conditions to have any general criterion of social progress? Many nonMarxist theorists, especially those who propound the " factor theory", the advocates of the idealistic view of a pluralist world, give a negative answer to this question.
Marxism-Leninism takes the very opposite view of this problem. It insists that social life is coherent. What we call socio-economic formations, the basic phases of human history, are living social organisms, social systems which have their own specific structures and which are subordinate to specific laws of functioning and development. If these are not a sum total of discrepant parts, but a dialectical unity, an integral whole, it follows quite obviously that for a comparison of these integral wholes one must have a general criterion to judge of their progressiveness or regressiveness. Because economic relations constitute the basis of any socio-economic formation and ultimately determine every aspect of social life, the general criterion of progress should obviously be found in the sphere of eco-
78riomic relations, in the sphere of production, indeed, a look at the historical succession of socio-economic formations will easily show that the more developed formation differs from the less developed primarily in the historically rooted mode of production, in its productive strength, and ultimately in the development of the productive forces and labour productivity.
In his work "The Agrarian Programme of Social Democracy in the First Russian Revolution", Lenin characterised the productive forces as the "highest criterion of social progress". ' This assessment springs from the fact that in the unity of the productive forces and the relations of production, the former constitute the content of the mode of production and are its most dynamic element, expressing the continuity in the development of production. What is more, the development of the productive forces can be clearly determined and precisely measured.
When we compare the primitive communal system, the slave-holding society, feudalism and capitalism, the level in the development of the productive forces provides a precise objective criterion for establishing the degree of historical progressiveness of the socio-economic formation. Marx wrote: "Relics of bygone instruments of labour possess the same importance for the investigation of extinct economic forms of society, as do fossil bones for the determination of extinct species of animals. It is not the articles made, but how they are made, and by what instrument, that enables us to distinguish different economic epochs. Instruments of labour not only supply a standard of the degree of development to which human labour has attained, but they are also indicators of the social conditions under which that labour is carried on.''~^^2^^
One could ask whether in assessing the progressiveness or regressiveness of a social system it is adequate to refer to the level in the development of the productive forces, taken in themselves, without a consideration of the conditions, pace and social consequences of their development.
Such an approach is fraught with gross errors. There is good reason why some anti-Marxist sociologists eagerly separate the productive forces from the relations of produc-
~^^1^^ V. I. Lenin, Collected Works, Vol. 13, p. 243.
^^2^^ Karl Marx, Capital, Vol. I, pp. 175-76.
79tion, so coming up with arbitrary constructs and generalisations. So, Walt Rostow, the author of The Stages of Economic Growth, prefers Lo operate with the productive forces separated from the relations of production when classifying his stages of social development. Outside the social context, the productive forces, and technology in the first place, are frequently set up as the criterion of the progressiveness or regressiveness of a social system. This approach puts the United States in the van of historical progress, because for the time being it surpasses the socialist countries and other capitalist countries in the level of development of the productive forces.
Thus, when the development of the productive forces is separated from the development of the relations of production, from the social structure and the actual conditions and prospects of man---the main element of the productive forces---US imperialism, an avowed enemy of social progress, is converted into its opposite.
But the whole point is that the productive forces cannot be considered outside the context of the relations of production, just as content cannot be considered without form, or form without content.
Let us also take into account that it is wrong to consider facts in a static condition. One has to look at the dynamics of their development. For the time being, socialist productive forces fall short of the productive forces of the most developed capitalist country. But what does that show? It shows that socialism is only the first phase of the communist formation. No new socio-economic formation is capable all at once of revealing all its potentialities and advantages as compared with the old system. It takes the new social system time to realise all its potentialities.
The first phase of the communist society---socialism--- has a type of relations of production which ensures stable and rapid upward development of the productive forces. The nature of the socialist relations of production---- relations of co-operation and mutual assistance among men, relations based on social property, on equal status in face of it---create all the conditions for ensuring the superiority of the socialist productive forces over those of any capitalist country.
Some say that the Marxist criterion of historical progress
80is purely economic and is out of touch with man and things human. Accordingly, various values borrowed from abstract, nominal humanism are proclaimed to be the criterion of progress.
There is no ground for the deeply hypocritical assertion that the Marxist criterion is irrelevant to man's status in society. Is it right to forget that man, his present and future, his well-being and freedom, are central to Marxism and the Marxist philosophy? While emphasising the role and importance of the productive forces and the need for their rapid and all-round development, Marxism concentrates on the crucial conditions for man's well-being and genuine happiness. How can there be any genuine humanism in bourgeois society, where men and women are deprived of the basic rights---the rights to work, to housing, to rest and recreation, to education, and to many other things--- without which all of these loudly advertised and sentimental homilies on man and his free development are an affront to those who seek work, housing and food?
When Marxism looks to the productive forces and to the character, conditions and social consequences of their development, it reveals the in-depth foundations of human existence, for that is where the forces will be found which ultimately determine the actual condition of men, their living standards, culture, freedom and potentialities for intellectual and moral development and perfection.
3.
When emphasising the upward development of socio-- economic formations, which can be determined and measured by precise objective criteria, one must specifically stress the peculiarities of historical progress in the pre-socialist class societies.
Their development was profoundly contradictory. There could never have been any accord between the growing economic strength of these societies and the condition of the bulk of the people, the men and women who created all the goods of life. Although, on the whole, the transition from one class formation to another tended to ease some forms of man's enslavement of man, as the masses were released from personal dependence and juridical enslavement, they remained on the whole economically, po-
6-0642
81litically and spiritually oppressed. Historical progress was effected at the price of the suppression and limitation of men's endowments and capabilities.
The enslavement of vast masses of slaves was the basis and a historically inevitable condition for the existence of slave-holding civilisation, and the actual foundation on which the economic and political strength of Ancient Greece and Rome, and their spiritual culture developed.
The indissoluble contradiction between historical progress and the hard conditions of the toiling classes' life continued to exist both under feudalism and under capitalism. Marx said with respect to capitalist society: "At the same pace that mankind masters nature, man seems to become enslaved to other men or to his own infamy. Even the pure light of science seems unable to shine but on the dark background of ignorance. All our invention and progress seem to result in endowing material forces with intellectual life, and in stultifying human life into a material force." i
Since Marx's lifetime, considerable changes have, of course, taken place in the capitalist world. Thus, the trend towards an absolute impoverishment of the working class in some highly developed capitalist countries has been retarded by the growing organisation and resistance of the oppressed masses. Under the pressure of the organised struggle of the working class, and in the presence of the world socialist system, the monopolies are forced to make partial concessions in order to defend their vital interests and class privileges. Let us also note that modern technology requires a definite standard of education for the workers. But these and certain other changes do not go to the root of capitalism, arid consequently do not eliminate the contradictory nature of progress in the capitalist society. No one will deny that millions of men and women in the industrial capitalist countries are barred from the highest achievements of human culture in the present epoch. The bourgeois press in the United States, for instance, has admitted that a sizable section of the young people in the country never read any serious books and are content with ``cultural'' digests. Flow-line production under capitalism
^^1^^ Karl Marx and Frederick Engels, Selected Works in three volumes, Vol. 1, p. 500.
82devastates the human soul, while the monotony of labour operations stultifies men. It could be that with that kind of worker in capitalist production, Henry Ford felt free to make his brulal and blasphemous statement that a trained monkey could be the ideal worker.
In the industrialised capitalist countries, suicide has become massive and commonplace. Among the suicides are a large number of those who have been disheartened by the hard living conditions, unemployment, poverty, lack of rights, and social, national and racial discrimination. Suicide is a peculiar passive protest against a society that has departed from progress, a society without a future, a society which neglects the ordinary man, his needs, aspirations and expectations.
Among the suicides are thousands upon thousands of young men and women who have hardly started out in life but who hasten to leave this brutal ugly existence, having failed to find the necessary courage to join in the fight for a better life on the principles of active humanism.
According to the West German Der Stern, in nearly all the industrialised capitalist countries there is a disastrous growth in the number of suicides among young people between the ages of 15 and 24 years. In the FRG, the number of suicides among young people under 25 has been growing more than three times faster than the national average. Today, more than 15 out of every 100,000 young Germans commit suicide.
Instead of bringing well-being to men and women, the great achievements of the STR in our day in societies ruled by money have become a source of mortal danger to mankind. In the drive for profits, a handful of greedy billionaires and their servants have been stepping up the manufacture of the means of mass destruction, seeking to frustrate the detente and return the world to the cold war period in an effort to keep it under the threat of a "hot war''.
In the drive for superprofits, businessmen have often contaminated bodies of water, the air and the whole of man's vital environment. In the twilight of bourgeois civilisation, man, at odds with the world, alone, discarded and attacked by all the dark forces of the world, seeks for spiritual and material opiates. The United States, which regards itself as the summit of historical progress, has sur-
«*
83
passed all the other capitalist countries in drug addicts per head of population: drugs worth over $3 billion are sold in the country every year.
In the State of New York alone there are more than 300,000 schoolchildren who regularly use drugs, and 80 per cent of college students are drug addicts.
The situation is no better in Britain, where every other inhabitant of London's central area under the age of 30 years regularly uses drugs. In the FRG, nearly 3.5 million juveniles and young people between the ages of 13 and 23 years are drug addicts. In Italy, the figure is over 600,000, with 20 per cent of them schoolchildren aged from 12 to 16. The reason for the use of drugs are the same: poverty, broken families, solitude, and disillusionment with life.
The Western press is forced to report the growing resort to violence, the urge to use physical force against others, and to put a low price on human health and life. There is no law banning the manufacture and sale of toys which cripple young minds and souls, foster sadism and an inclination to derive satisfaction from the suffering and death of others. A statement issued by the West German Peace Society on the manufacture of barbarous toys said that the urge to infect young souls with striving for murder and destruction was a real schizophrenic disorder.
The free sale of firearms in the United States, which is a source of tremendous profits for the gun-makers, not only makes things easy for criminals but also provides similar opportunities for children and young people whom the cinema, literature and the cruelties of everyday life itself teach to take pleasure in the suffering and death of other people.
In San Diego (California), 16-year-old Brenda Spencer sprayed her school with rifle fire from a window of her home. She fired 40 rounds, killed the schoolmaster and the janitor of the school, and wounded a policeman and nine schoolchildren. She had decided to "try out" her new gun, which she was given as a Christmas present, and it took the police three and a half hours to stop her.J A Chicago teacher says that the main concern now is not instruction
but self-defence, because many children come to class carrying pistols or knives. '
The San Diego case was, of course, an extraordinary one, but the fact is that the bourgeois society has indeed become a society of violence. This is most evident from the growth of violence among young people. According to the National Teachers' Institute of the United States, in 1977 US schoolchildren committed 100 murders, 12,000 armed robberies, 9,000 rapes, 204,000 assaults on teachers, 200,000 muggings, and 207,000 pilferings. That same year, schoolchildren wrecked $600 million worth of school property.
Capitalism has long since reached a state of development when scientific and technical progress results in growing poverty and suffering for great numbers of people.
In this age of rapid scientific development, the United States has 23 million illiterates, 5 million children nol attending school, and 3 million who have gone to school for less than 5 years.
Marx wrote that the bourgeoisie achieved progress by making individuals and whole nations tread the way of blood and dirt, poverty and humiliation. This has been fully borne out in the epoch of imperialism. In the 400-odd years that capitalism has been on the scene, it has created a gulf between the economic, political and cultural development of the nations. Colonialism has led to the stagnation of whole continents, and has inflicted horrible poverty on the enslaved peoples, leading to the complete extinction of some of them. In 1955, 78 per cent of the population in the underdeveloped countries was illiterate. Their living standards came to 10 per cent and even less of those of the developed capitalist countries, and the average life expectancy, to less than 30 years.
Since the collapse of capitalism's colonial system, the imperialist circles have been seeking ways of plundering the lagging countries, meddling in their domestic affairs, trying to disrupt their solidarity, to pit them against each other, and to maintain the most reactionary, pro-- imperialist regimes. Either directly or through its henchmen, imperialism seeks to put down the countries which have taken the socialist road or which have opled for a socialist
Quoted in: Znamya yunosti (Moscow), February 1, 1979.
Ibid,
84 85orientation. Cuba, Vietnam, Angola, Ethiopia and other nations have had to face the bankrupt colonialists' intense and virulent hatred.
The imperialist circles, which for a long time high-- handedly plundered the colonial peoples, quite naturally refuse to do anything to save the hundreds of men and women dying from hunger and disease.
Such is the social outcome of capitalism and capitalist progress.
No honest and thinking person can doubt that capitalism has performed its historically progressive role and has now become a reactionary force. It prevents the use of mighty energy resources, outer space and the whole STR complex for the benefit of all the nations and of mankind as a whole. Capitalism makes the world annually spend billions of dollars on weapons, billions which could b'e used for peaceful purposes and for raising the people's living standards.
In the presence of capitalism, a devastating thermonuclear war is a real and terrible danger. In the presence of capitalism the contamination of the biosphere, the growing redundant population, death from starvation for vast masses of people, and physical and mental exhaustion of working people under the excessive intensification of labour continue to be present and growing disasters. These can be overcome for good only with the disappearance of the capitalist society.
There is no ground at all, as we shall see later, for the claims by bourgeois, reformist and revisionist theorists that capitalism has been changing its spots, that it is being automatically transformed into some kind of more " rational and just" private-property society. Neither the slaveholding, nor feudal society became everlasting by `` ascending'' to a new type of slavery or feudalism. Once their vital forces had been worked out, they were forced to give way to a fundamentally new system capable of carrying on historical progress. The same destiny is in store for the capitalist formation. A society which has become a drag on historical progress cannot be saved by any amount of makeup, plastic operations, inventions about new and `` progressive'' versions of capitalism, or social myths.
The CPSU Programme contains a scientific summing-up of the course and outcome of the oppressed masses' strug-
gle against contradiction-torn capitalism. It says: "Mankind has learned the true face of capitalism. Hundreds of millions of people see that capitalism is a system of economic anarchy and periodical crises, chronic unemployment, poverty of the masses, and indiscriminate waste of productive forces, a system constantly fraught with the danger of war. Mankind does not want to, and will not, tolerate the historically outdated capitalist system." i
Historical progress inevitably makes capitalism give way to socialism, under which it will acquire qualitatively new features. Here are the most important of them.
4.
With the transition to socialism all the achievements of progress belong to the people as a whole. This key factor has necessarily had an impact on the tremendous acceleration of the pace of historical development in the socialist world. Let us recall, by way of comparison, that while it took mature feudalism nearly 10-12 centuries to take shape in the West, and capitalism several centuries to reach its highest stage of development in most countries, developed socialism has been built in the USSR and is being built in other countries in a matter of decades.
Many politicians and theorists hostile to socialism have to ponder this fact. They have produced diverse explanations, including absurd and provocative assertions about "forced labour" and so on, under socialism. The truth is that the people themselves have a vital stake in this progress, and they have been given an opportunity for the first time in the history of mankind to act as a full-fledged and responsible subject of history aware of its role. This was most clearly stated by Lenin at the initial stage in the building of socialism: "Only socialism will be the beginning of a rapid, genuine, truly mass forward movement, embracing first the majority and then the whole of the population, in all spheres of public and private life.''~^^2^^
The fact that under socialism progress is effected by the people themselves, for their own interests, not only helps
1 The, Road to Communism, Moscow, 1902 p 480.
2 V I. Lenin, "The State and Revolution , Collected Vol. 25, p. 477.
87to accelerate it, but also makes it stable and irreversible. • Whereas all the earlier formations had phases of ascent and descent, progress under communism runs from its lower phase to its higher phase, is not burdened with the possibility of economic crises, or with contradictions that could make it stagnate or cause any protracted stagnation phenomena or retrograde movements.
None of this suggests that socialist progress does not contain any internal contradictions. The unity and struggle of opposites provides the internal source of development and the mainspring of social progress even under socialism, but, as we have seen, these contradictions are not and cannot be antagonistic-class contradictions for the simple reason that socialism has no antagonistic, hostile classes. The contradiction between the productive forces and the relations of production is resolved in due time by bringing the relations of production into accord with the new level in the development of the productive forces. For their part, the improved relations of production give greater scope for the further upward development of the productive forces. The pace of progress in the socialist society is stable and accelerated also because for the first time in history it does not run spontaneously, but is effected consciously, with scientific knowledge of the objective upward development of the new socio-economic formation.
The socialisation of the basic means of production has made it possible to develop every sphere of social life according to plan. For the first time in mankind's history, progress has become a process which is directed and controlled in a planned manner, with all the advantages that this brings.
Many Western theorists are aghast at the social consequences of the STR in the capitalist society, but will not or cannot see that it is not technology itself but the moribund and irrational capitalist system that is now the source of all the terrible consequences of such progress.
The advantages of the socialist society help not only to accelerate the STR to the utmost, but also to put its achievements at the service of the whole people and turn it into a source of growing prosperity and spiritual efflorescence.
The conscious and planned nature of historical progress under socialism poses the very important problem of gain-
ing an in-depth knowledge of the objective laws and conditions of such progress, correct planning and precise quantitative and qualitative fulfilment of plan assignments. Whereas anarchy in production is an inalienable feature of capitalist progress, which by its very nature cannot be realised in any other way, any breach of the planning principle has a grave effect on socialist progress and turns against its very substance.
Let us note that while possible departures from the norms and principles of the socialist society are not inherent in its substance, they can and frequently do occur, and may have a very negative effect on the potentialities of the new social system. I mean the wars imposed by the imperialist forces on socialist countries and the arms race which makes them spend vast amounts of money for other than productive purposes. At the same time, failure to fulfil plans, irresponsible attitudes to one's duties, stealing of social property, obtaining of unearned income, breaches of labour discipline and similar things can have a highly negative effect on the development of socialism. One could well ask where the source lies of all these negative effects and attitudes, considering the fundamental merits of the socialist system. The whole point is that it is easier lo restructure social relations than the mentality and morality of men. It takes more than a few decades to do this, for there is a need to educate not just a majority of the population in the socialist society, but the whole of it in a spirit of socialist consciousness.
Painstaking educational work and. wherever necessary, relentless and systematic drives against every breach of legal and moral norms in the socialist society are the key condition for its upward development.
The Communist Party guides the creative endeavour of the masses, avoids all laissez faire and drift, and always takes care not to ignore the objective uniformities of socialist progress.
If a simile were required for the advance to communism, it would be an ascent to a new summit of human civilisation prepared by the whole of history's preceding objective development, instead of Mr. Folk's suggestion of a ``boulder'' rolling down towards it. And any ascent requires a mustering of forces, self-discipline, courage and a clearly mapped out route.
Let us note that the planned and proportional nature of socialist progress is historically rooted. At the earliest stages in the formation of socialism in the USSR and some of the other countries, the planning principle had to exist for some time alongside ungoverned processes in economic life. Even under mature socialism, elements of ungoverned development remain. Let us also recall that in the past the production of the means of production in the USSR developed for several decades very much faster than the light industry. For a certain period, the existing situation and the limited resources did not allow the country to increase capital investments in agriculture, and so on.
The establishment of developed socialism in the USSR, which rests on its own scientific and technical basis and has powerful productive forces, has opened up fresh potentialities for faster and more harmonious development of all the sectors of production, and faster growth of the people's material and cultural standards. The high level of education, the all-round development of the individual, and the steady extension of the horizon of the individual's freedom and self-assertion constitute an organic part of socialist progress, of the progress of humanity.
The new Constitution of the USSR, adopted in 1977, is a constitution of developed socialism, marking a most important milestone in the development of the communist society.
The improvement of the socialist mode of production helps to consolidate the socialist society, to obliterate the boundaries between friendly classes, and gradually to overcome the essential distinctions between manual and mental labour, and between town and country. Developed socialism is a new stage in the advance and drawing closer together of the socialist nations, in their fraternal unity. A new historical entity---the Soviet people---has taken shape in the Soviet Union. The critizens of the USSR belong to various nations, big and small, but all take great pride in simultaneously being members of the one Soviet people.
The socialist society's appropriations to increase the working people's real wages and further improve their working and living conditions have been growing from year to year. The socialist state annually spends vast
amounts of money to improve the facilities for the working people's rest, leisure and medical treatment, and to make the whole people go in for physical culture and sports. The growing life expectancy, the elimination of many dangerous diseases, the slowdown in premature ageing and so on, all of these are evidence of the socialist society's genuine humanism and growing concern for man and his health.
More and more working people in the socialist countries are involved in science and culture. These countries have total literacy. With every passing decade, more and more men and women have a complete secondary and higher education. Socialism rejects the ideal of some mass ersatz culture, for it gives the peoples access to genuine culture that ennobles them, makes them strong of spirit, creative and actively humanistic.
In his report to the 25th Congress of the CPSU, L. I. Brezhnev noted the upward development of the Soviet socialist society along every line. He said: "We have created a new society, a society the like of which mankind has never known before. It is a society with a crisis-free, steadily growing economy, mature socialist relations and genuine freedom. It is a society governed by the scientific materialist world outlook. It is a society of firm confidence in the future, of radiant communist prospects. Hefore it lie boundless horizons of further all-round progress." '
The advantages of developed socialism make it possible to accelerate the STR. Conversely, the great achievements of science and technology pave the way for a gradual growth of developed socialism into the highest phase of communism. By building up new production capacities and boosting labour productivity, the USSR and other socialist countries create the prerequisites for the abundance of goods and services which will gradually make it possible to go on from the socialist principle of distribution among men of the values they have created---in accordance with the quantity and quality of their work---to the communist distribution according to requirements. This will be the greatest phase of historical progress and the establishment of man's fullest material and spiritual well-being, the most
~^^1^^ Documents and Resolutions. XXVth Congress of the CPSU, Moscow, 1976, p. 105,
91 90consummate system of social equality with all the necessary conditions for the individual's all-round development.
A new type of historical progress free from the struggle between classes and nations, free from all social cataclysms, political revolutions and wars, will be inaugurated with the triumph of communism throughout the world. This progress will not result in a replacement of communism by some other, newer socio-economic formation, because the triumph of communism will mark the completion of the formation type of social development. The point is that if a new socio-economic formation is to emerge there is a need for the emergence of new relations of production, and a new type of property in the means of production surpassing communist social property. But it is impossible to conceive of a higher type of social property that could replace communist social property.
It would be very wrong to assume that the triumph of communism will mark the end of historical progress, leaving mankind on a treadmill. On the contrary, mankind's true history will start with communism, as it rapidly moves upward in an evolutionary and revolutionary ascent to new summits of the space age.
It would be Utopian and fictional to try to imagine the content and phases of progress in the communist society in any concrete terms. But one thing is sure: mankind will not cease its multifaceted development, and will not abandon the road of ascent and improvement.
But in spite of all this---rather, because of the circumstances mentioned above---the advocates of the old, capital ist formation are very unwilling even to use the term ``progress'', preferring the vaguer terms of growth and change. One of them says, for instance, that "no laws of social development, and consequently of progress, have as yet been discovered".i
Bourgeois sociologists have been casting around for fresli arguments against the concept of progress. One of them wrote: "There is no law of history that guarantees progress, or guarantees it in a linear or any other regular sequence. Whatever we believe to constitute progress, we can see decline as well as growth, retrogression as well as progress in history.''~^^2^^
I have already said that historical development is not free of zigzags or retreats. There have been many cases in history when tribes at a relatively lower level of social development destroyed historically more developed social organisms. In living memory, the fascists carried out their invasion in an effort to hurl mankind back centuries into the past. There are forces in the modern world which not only seek to destroy everything that is new and progressive, but now and again manage to achieve their aims in some sectors, substituting neocolonialism for colonialism, and imposing reactionary regimes on some nations. But are these acts capable of stemming the growing struggle against imperialism, militarism, and against the forces which want to prevent mankind from rising to a new stage of historical development?
The zigzags and retreats in historical development cannot invalidate progress as the general trend in history.
The denial of historical progress entails the equally wrong denial of the law-governed nature of historical development. If there are no objective laws in history, as many Western sociologists claim, it is also meaningless to speak of the law-governed nature of historical progress. So we find Georg G. Iggers, a US historian, declaring: "We can accept the idea of progress today only with serious qualifications. Progress as yet is only a hypothesis
~^^1^^ M. Ginsburg, The Idea of Progress, Greenwood Press, London, 1953 p. 48.
~^^2^^ H. B. Mayo, Democracy and Marxism, Oxford University Press, New York, 1955, p. 166.
935.
In conclusion of this section on historical progress, we must take a short look at the conceptions which distort the problem of mankind's upward development.
Ours is an age of great social progress and transition to a new socio-economic formation and new and more efficient economic and socio-political relations. It opens up real prospects for the establishment everywhere of a fair distribution of goods and services, for social equality and a new and genuine democracy. The triumph of the new social formation lays a sound basis for the establishment of the individual's freedom and all-round development and of the highest humanistic and moral consciousness,
92and a very questionable one." ' It remains for us therefore, merely to believe in the possibility of improving human life.
Anti-Marxist philosophers argue that progress is not a scientific concept but only a value judgement, with the subjectivism and ambiguity which is allegedly inherent in all value judgements.
Among the many idealist philosophers coming out against scientifically viewed progress is the well-known sociologist Raymond Aron, one of whose books is entitled The Disillusions of Progress.z His only exception is science and technology, whose achievements can be quantified. While not denying that economic development means an increase in the quantity of material goods created, he denies progress in the economic sphere on the plea that the more developed economy is not necessarily a more fairly organised economy. He writes: "It has not been demonstrated that man's condition in labour improves with the growth of production per head of population. Nor has it been proved that the distribution of the available goods between individuals has necessarily become more equitable with the development of the collective wealth.''~^^3^^
Aron will hardly suspect us of sympathising with feudalism and capitalism if we assert, in accordance with the historical facts, that the working conditions of the serfs were relatively better than those of the Roman slave. Similarly, while in no way idealising bourgeois progress we must state that a wage worker is relatively better off than the serf.
Expressing his idea in concrete terms, one could agree that the growth of social wealth under present-day capitalism has not led to a fairer distribution of the created values. On the contrary, the rich have become much richer than the workers. But mankind's history does not end with capitalism, which has to give way to another form of human community that not only increases the social wealth to a much greater extent, but also distributes it truly equitably: first, in accordance with the quantity and qual-
ity of the worker's labour, and then in accordance with the requirements of every individual without exception.
Aron's idea about the absence of progress in the sphere of justice is not a new one. Let us recall what Karl Jaspers said about technical progress, a sphere in which history can be regarded as an ascent. But he hastened to add: ''Mankind itself, man's ethos, his goodness and wisdom do not progress. Art and poetry are understandable to everyone, but not everyone is capable of being involved in them, because they belong to the people and the epoch that has produced them and enabled them to reach a unique level of development. Consequently, there is scientific, technical progress, which steadily extends our potentialities, but there is no progress in the human substance." '
If the philosophy of history upheld by Jaspers and his followers were true, mankind would have still been content with the cave drawings of the paleolithic era and the ethical standards of cannibalism.
Many other Western philosophers, historians, sociologists and politologists try to distort the idea of progress, because they have realised that it is futile to deny it. The main purpose of present-day anti-Marxist sociology is to prove that the transition from capitalism to socialism and communism is not historically inevitable.
Over the past several decades, diverse concepts have been spun out to deny actual historical progress in our epoch and to rule out the historical necessity for the transition to communism. Let us recall the once fashionable theory of convergence, which held that the two types of "industrial society"---capitalist and socialism---were bound to converge and merge with each other. This easily eliminated the need for any transition from capitalism to socialism. Actually, the theory of convergence was a badly camouflaged theory of the absorption of socialism by capitalism.
For the same purpose of perpetuating capitalism some theorists sought to prove that capitalism has long since been a thing of the past, because the development of technology and the very logic of industrialism has led to an automatic disappearance of private property. This idea is best illustrated by one version of the technocratic conception
~^^1^^ The American Historical Review, No. 1, October, 1965, p. 16.
~^^2^^ R. Aron, Les desillusions de progres. Essai sur la dialectique de la modernile, Paris, 1969.
~^^3^^ Raymond Aron, Dix-hu.it lemons sur la societe industrielle, Paris, 1962, p. 83.
94~^^1^^ Karl Jaspers, Vom Ursprung und Ziel der Geschichte, ArtemisVerlag, Zurich, 1949, p. 317.
mainly propounded by Thorstein Veblen, the author of the books Engineers and System and Absentee Ownership and Business Enterprise in Recent Times, and James Burnham, the author of The Managerial Revolution. They and others claimed that the United States had already gone through a "peaceful revolution" in which the owners of capital ceased to control their capital and gave way to managers (executives). If this is so, it only shows the parasitic nature of the ruling class in contemporary capitalist society, for most tycoons no longer have any socially necessary function to perform in the process of production and exchange. The fact that there has been some separation between the function of capital ownership and the function of capital management does not in any important way change the nature of capitalism. The fact that managers now run production does not at all imply a disappearance of capitalist property, the power of the capitalists and their corporations, or the power of a collective capitalist like the present-day bourgeois state.
I shall return to a critical analysis of the concepts being put forward as an alternative to the Marxist doctrine of the socio-economic formation. At this point, let us note the overriding urge in anti-Marxist doctrines to substitute the idea of the capitalist society's gradual improvement, never going beyond its limits, for the idea of genuine progress and upward development. While the social pessimists blame all the ills and social nightmares on scientific and technical progress, many quasi-optimists assure us that such progress is the cure-all for the ills of capitalism, that it will enable capitalism to get its second wind, and produce a horn of plenty to clothe and feed one and all. This is being said at a time when the old contradictions of capitalisjn have been gaining in depth and new ones sDeadily growing, and when the social consequences of the STR in the private-property society terrify every honest and knowledgeable person. Those who have undertaken the hard work of proving the possibility of the capitalist society's unlimited improvement have to conceal what cannot be concealed: the chronic crisis phenomena, the inflation, the unemployment, the diverse forms in which the individual's rights are infringed, the growing social inequality, the growing danger of war, which, is stoked up by the imperialists.
The deep crisis which has hit the bourgeois society has
96forced its theorists to seek various ways of progress in order to rule out the socialist alternative. I have mentioned those who believe that the bourgeois society can be improved by the boundless potentialities of science and technology. Among them are ideologists who make up a school of "social criticism", and who say that mankind's salvation depends on its psychological and moral improvement. This is not a new discovery at all, and is a fairly primitive version of historical idealism.
``In contrast to the technocratic Utopias of progress", Academician Pyotr Fedoseyev writes, "the 'social critics', making up a trend in the approach to historical progress which is highly heterogeneous and inwardly contradictory, are convinced that progress is possible only by humanising the social system, reorganising society on the principles of new 'psychological orientations and attachments', a new consciousness awakened through the individual's self-- consciousness, an improvement of man's inner world, and his intellectual and sexual emancipation." '
The "social critics" assume that to escape from the state of crisis there is a need for the attitude to nature always to be filled with a poetic sense (Jean-Marie Domenach), they urge the establishment of a "moral economic system on a world scale" (James P. Grant), the elaboration of a universal human morality as a synthesis of the most positive elements of earlier cultures (Helio Jaguaribe), etc.^^2^^ It will be easy to see that these pious hopes do not go beyond the framework of sentimental dreams that are supposed to have a universal human appeal. The "social critics" are more specific when it comes to socialism and the MarxistLeninist conception of historical progress. Edgar Morin, Cornelius Castoriadis and others have tried very hard to distort the substance of existing socialism and the "socialist model" of development. Whereas Morin generously, but with many reservations, admits that socialism has some application for the economically underdeveloped countries, Castoriadis will not even hear of socialism and denies the very possibility of a socialist type of development. He flatly declares that there is only one type of development, namely,
~^^1^^ P. N. Fedoseyev, Dialectics of Our Epoch, Moscow, 1978, pp. 148-49 (in Russian).
~^^2^^ See: C. Castoriadis, J.-M. Domenach, J.P. Grant ot al, Le Mythe da diveloppement, Editions du Seuil, Paris, 1977.
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97the capitalist type. ' In a generous mood he is willing to allow that the former is a modification of the latter.^^2^^
Such is the theoretical level of the assessments and conclusions drawn by the "social critics". Their psychologised and ethicised views of development and progress have nothing in common with reality and actual progress. The whole of this ``socio-critical'' scholasticism is directed against mankind's ascent to socialism, in an effort to create the illusion that capitalism, for all its shortcomings, continues to be the only real basis for social progress.
In order to establish the idea of a flourishing and insuperable capitalist society, there is a need to blacken the system which is coming to replace capitalism with historical inevitability. The quasi-optimists say that socialism is an aberration in the normal course of history, a "social anomaly" which, like any other anomaly, cannot be viable. Right after the October Socialist Revolution, its enemies kept voicing the hope for Russia's early return to the path of "normal development". When the attempts to effect such a ``return'' by means of arms failed, the enemies of socialism began to spin out their ideological subversion, suggesting that socialism was bound to degenerate, that the revo- f lutionary spirit would surely wane. Against the background of this endless talk about the degeneration and decline of socialism in the USSR, many countries in the world have gone on to socialism, and the world socialist system has > emerged with its irresistible influence on the course of con- ° temporary history.
^
But perhaps the most amusing element of this idea that [ communism is bound to "work itself out" is that this will ; result from the success of socialist construction, a radical ! improvement in the people's material conditions, and the rise of their cultural and moral standards. This is surely a most extravagant idea: as the new social system comes to reveal most fully its inexhaustible potentialities for the people's benefit, they will begin to regard themselves as individuals, with a heightened sense of individuality that will make them shun ``egalitarian'' communism.
History shows that all the descending and doomed social classes have used force and falsehood in an effort to continue their existence. They used every foul means to put
down the heralds of the new, more progressive social order, and tried to present it as meaningless and Utopian.
But history also shows thai no moribund order lias succeeded in sidestepping the laws of history, or stopping the march of time and mankind's upward development.
Having played its once progressive role, the capitalist society necessarily prepared in the course of its development objective prerequisites for its inevitable decline.
No force on earth can stem historical progress, the ascent to the new formation, to a more rational and more justly organised social system, communism.
In the light of actual history, we have every reason to assert that it is subordinate to the law of progress, to the law of upward development. This itself is a revolutionary transition in the form of leaps from one socio-economic formation to another, more developed and promising, and capable of creating mightier productive forces, a better system of relations of production, a higher culture and loftier moral consciousness.
Attempts have been made to deny this idea of mankind's upward development by means of extravagant conceptions, including the theory of the historical cycle.
The idea that mankind, having gone through a definite set of stages, returns to its starting point in order to go over the same ground once again, sprang from the immaturity of sociological thought still fettered by mythological superstitions. Let us add, however, that at one time this idea of the historical cycle contained some rational guesses. Thus, Vico's unscientific idea of the social cycle included the suggestion that the laws governing history were objective. There is no doubt that his anticipation of a coming phase in social development, which he called the uage of men", expressed the hope for a system free from class privileges and inequality among the estates. That was, in effect, the idea of establishing the then, progressive bourgeois order. The presence of such ideas and urges in Vico's historical conception needs to be noted and duly appreciated.
It is quite another matter to insist on the historical cycle in our day, when science and historical experience have refuted the idea of social development as a cycle, with an everlasting repetition of past historical phases. Of course, one could, with an arbitrary interpretation of the facts, identify the primitive communal system with the future
~^^1^^ Ibid, p. 119.
~^^2^^ Ibid.
987*
99